On October 26, the U.S. Securities and Exchange Commission adopted its final shareholder reporting rule, with amendments to modernize fund shareholder…

On September 13, 2022, SIFMA convened academics, the buy-side, sell-side (with representatives from retail, institutional and market-making businesses), exchanges, FINRA…

Cyber incidents pose a threat to the stability of the global financial system. A significant cyber incident, if not properly…

October 24, 2022 5:00 - 8:30 PM ET | InterContinental New York Barclay | East 48th Street NYC

Clear your calendar - It's going down! You're invited to take part in the festivities. Come one, come all, bring…

Participation is complimentary and for SIFMA members only. Pre-registration is required.

Our second GFXD “Next Step FX” Diversity, Equity and Inclusion event, will again showcase the Foreign Exchange market - focusing…

SII 2023 Year One Program < Back to SII Home

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SIFMA's Global Corporate Actions Forum gathers operations and technology professionals from broker-dealers, banks, asset managers, service providers and clearing firms…

The International Council of Securities Associations (ICSA) is the global organization of securities industry associations representing securities firms operating in…

North America’s Aging Demographics are widely known. The investment industry is at the forefront at addressing its challenges in a…

SII 2022 Year Three Program < Back to SII Home

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Workplaces in the financial services industry were already in the midst of a dramatic transformation when COVID-19 introduced an unprecedented…

SIFMA invites our members to join us for a virtual year-end briefing on the outlook for the markets, the economy…

Digital Engagement Practices New Regulatory Regime? Or Just a Fresh Veneer?

Each year, the SIFMA Financial Management Society (SIFMA FMS) Regional Conference gathers industry leaders, regulators and financial managers to examine…

Mark Your Calendar! Please mark your calendar to join us on Feb. 7-8 at the Marriott Marquis, New York. Please…

The SEC has opened Regulation National Market System (Reg NMS) for a comprehensive review as part of a deep dive…

Join SIFMA on June 30, 2021 from 12:00-1:15pm ET for a discussion on the myriad challenges with vaccinations and the return…

Join SIFMA and the SIFMA C&L Society Future Leaders on June 23, 2021 from 3:30-5:00pm ET for a panel presentation…

On June 22nd, equity market structure experts explored the recent market volatility in retail-driven stocks and impact on the markets.…

Watch this two-part webinar via SIFMA On Demand The Federal Reserve continues to support the U.S. economic recovery by increasing…

COVID-19 has been unsparing in its impact around the globe. Beyond the health and wellness impacts experienced over the past…

Advertising technology creates significant privacy and data protection challenges for financial services companies. Join SIFMA on September 23, 2021 from…

Consumers are increasingly demanding that their personal financial data be shared with companies that provide other services to consumers, including…

As our workplaces evolve in the pandemic and post-pandemic environments, financial services firms are facing significant challenges in operationalizing privacy…

Financial services firms face significant challenges when transferring data to third parties, affiliates, and vendors as various jurisdictions put up…

As technology evolves, financial services companies are faced with increasing ethical challenges in handling personal data. Join SIFMA on May…

Financial services firms face an ever increasing number of privacy and data protection laws and regulations enacted by various U.S.…

On April 22nd, FINRA discussed their new organizational model for monitoring and examining broker-dealers, with a focus on financial and…

On April 22, industry experts examined how communication tools like Teams, Zoom, and Slack are shaping a “work from anywhere”…

Join SIFMA on April 6, 2021 from 1:00-2:15pm ET to hear directly from FINRA experts on some of the many…

Each year, the SIFMA Financial Management Society (SIFMA FMS) Regional Conference gathers industry leaders, regulators and financial managers to examine…

With the impact of the Covid-19 pandemic, the manner in which industry arbitrations are conducted in a remote environment is…

Join SIFMA and the SIFMA C&L Society on March 30, 2021 from 1:00-2:15pm ET for Working 9-5 5-9: Practical Advice…

Join SIFMA and the SIFMA C&L Society on March 25, 2021 from 1:00-2:00pm ET for a fireside chat with Peter…

On February 11, SIFMA and the SIFMA C&L Society discussed FINRA's 2021 priorities, addressing whether firms are prepared for 2021,…

For Graduate Program registration requests, please email Kristin Sheehan and Erin Schroeder at [email protected]

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SII Curriculum consists of required lectures, optional lectures and small interactive classes (electives). On December 16th, Year 1 participants will…

SII 2021 Year One Program < Back to SII Home   Link to Year 1 Class Listing View

SII Curriculum consists of required lectures, optional lectures and small interactive classes (electives). On December 11th, Year 2 participants will…

SII 2021 Year Two Program < Back to SII Home   Link to Year 2 Class List View  

SII Curriculum consists of required lectures, optional lectures and small interactive classes (electives). On December 7th, Year 3 participants will…

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Join SIFMA on Wednesday, July 10 for an in-depth, half-day seminar to understand the SEC's final Regulation Best Interest. The…

FIA and SIFMA AMG are pleased to announce the eighth annual Asset Management Derivatives Forum will be held on February…

About the 2021 SII Graduate Program The 2021 SII Graduate Program is an enhanced virtual program. The program will provide…

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FINRA rules 2165 and 4512, which provide firms with a safe harbor for temporarily holding suspect disbursements and requires firms…

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On June 2nd and 3rd, SIFMA and the Bank Policy Institute’s (BPI) hosted their 8th Annual Prudential Regulation Conference examining…

SIFMA and the SIFMA Foundation invite you to join us October 24 for the SIFMA Foundation's Annual Tribute Dinner as we continue…

We are excited to announce that SII will once again return as an in-person program on the Wharton Campus from…

The C&L Society New York Regional Seminar gathers compliance and legal professionals working in the financial services industry to exchange…

SIFMA's C&L Annual Seminar is the preeminent meeting place for compliance and legal professionals in financial services to gain an…