Shareholder Reporting Rule Webinar
On October 26, the U.S. Securities and Exchange Commission adopted its final shareholder reporting rule, with amendments to modernize fund shareholder…
SIFMA Equity Market Structure Roundtable
On September 13, 2022, SIFMA convened academics, the buy-side, sell-side (with representatives from retail, institutional and market-making businesses), exchanges, FINRA…
Building Enterprise Resilience
Cyber incidents pose a threat to the stability of the global financial system. A significant cyber incident, if not properly…
SIFMA Foundation Tribute Dinner
October 24, 2022 5:00 - 8:30 PM ET | InterContinental New York Barclay | East 48th Street NYC
C&L Virtual Forum
Clear your calendar - It's going down! You're invited to take part in the festivities. Come one, come all, bring…
State of the Industry Briefing
Participation is complimentary and for SIFMA members only. Pre-registration is required.
Next Step FX: People, Products & Platforms Essential for the Future of FX
Our second GFXD “Next Step FX” Diversity, Equity and Inclusion event, will again showcase the Foreign Exchange market - focusing…
SII 2023 – Year 1 Program
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SII 2023 – Year 2 Program
SII 2023 Year Two Program < Back to SII Home
SII 2023 – Year 3 Program
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Global Corporate Actions Forum
SIFMA's Global Corporate Actions Forum gathers operations and technology professionals from broker-dealers, banks, asset managers, service providers and clearing firms…
ICSA Annual General Meeting
The International Council of Securities Associations (ICSA) is the global organization of securities industry associations representing securities firms operating in…
Aging Demographics: Addressing Clients’ Cognitive Decline
North America’s Aging Demographics are widely known. The investment industry is at the forefront at addressing its challenges in a…
SII 2022 – Year 3 Program
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SII 2022 – Year 2 Program
SII 2022 Year Two Program < Back to SII Home
SII 2022 – Year 1 Program
SII 2022 Year One Program < Back to SII Home
Future Of Operations: Simplifying Operations With Data
Workplaces in the financial services industry were already in the midst of a dramatic transformation when COVID-19 introduced an unprecedented…
SIFMA Year-End Briefing
SIFMA invites our members to join us for a virtual year-end briefing on the outlook for the markets, the economy…
Digital Engagement Practices
Digital Engagement Practices New Regulatory Regime? Or Just a Fresh Veneer?
FMS Regional Conference
Each year, the SIFMA Financial Management Society (SIFMA FMS) Regional Conference gathers industry leaders, regulators and financial managers to examine…
Anti-Money Laundering & Financial Crimes Conference
Mark Your Calendar! Please mark your calendar to join us on Feb. 7-8 at the Marriott Marquis, New York. Please…
Reg NMS: Reexamining the Regulation 16 Years Later
The SEC has opened Regulation National Market System (Reg NMS) for a comprehensive review as part of a deep dive…
Legal Considerations for the Return to Office
Join SIFMA on June 30, 2021 from 12:00-1:15pm ET for a discussion on the myriad challenges with vaccinations and the return…
Settling in from Your Sofa: Onboarding & Integration into a New Corporate Culture
Join SIFMA and the SIFMA C&L Society Future Leaders on June 23, 2021 from 3:30-5:00pm ET for a panel presentation…
Equity Market Structure Webinar: A Mid-Year Review
On June 22nd, equity market structure experts explored the recent market volatility in retail-driven stocks and impact on the markets.…
The Federal Reserve’s Outlook: Markets and Policy Implementation
Watch this two-part webinar via SIFMA On Demand The Federal Reserve continues to support the U.S. economic recovery by increasing…
Addressing Customer Service Issues and Resolution Challenges Posed by COVID-19 – The New Normal
COVID-19 has been unsparing in its impact around the globe. Beyond the health and wellness impacts experienced over the past…
Privacy, Cookies & Adtech for Financial Services
Advertising technology creates significant privacy and data protection challenges for financial services companies. Join SIFMA on September 23, 2021 from…
Consumer Data Sharing under Sec. 1033 of Dodd-Frank
Consumers are increasingly demanding that their personal financial data be shared with companies that provide other services to consumers, including…
Privacy & Data Security Challenges in Return to Office and Remote Work
As our workplaces evolve in the pandemic and post-pandemic environments, financial services firms are facing significant challenges in operationalizing privacy…
Data Sharing and Transfer by Financial Institutions
Financial services firms face significant challenges when transferring data to third parties, affiliates, and vendors as various jurisdictions put up…
Data Ethics & Emerging Technology
As technology evolves, financial services companies are faced with increasing ethical challenges in handling personal data. Join SIFMA on May…
Operational Challenges in the Face of New Privacy Laws Locally, Regionally and Globally
Financial services firms face an ever increasing number of privacy and data protection laws and regulations enacted by various U.S.…
Gaining Insight into FINRA Member Supervision Priorities
On April 22nd, FINRA discussed their new organizational model for monitoring and examining broker-dealers, with a focus on financial and…
Impact of Technologies Used by Remote Employees
On April 22, industry experts examined how communication tools like Teams, Zoom, and Slack are shaping a “work from anywhere”…
Trading, Cyber and Other Frauds: FINRA Experts Discuss Recent Trends
Join SIFMA on April 6, 2021 from 1:00-2:15pm ET to hear directly from FINRA experts on some of the many…
FMS Virtual Forum
Each year, the SIFMA Financial Management Society (SIFMA FMS) Regional Conference gathers industry leaders, regulators and financial managers to examine…
Zoom Arbitrations: Effective Virtual Advocacy
With the impact of the Covid-19 pandemic, the manner in which industry arbitrations are conducted in a remote environment is…
Working 5-9: Practical Advice from Leading Industry Women
Join SIFMA and the SIFMA C&L Society on March 30, 2021 from 1:00-2:15pm ET for Working 9-5 5-9: Practical Advice…
SEC 2021 Priorities
Join SIFMA and the SIFMA C&L Society on March 25, 2021 from 1:00-2:00pm ET for a fireside chat with Peter…
FINRA 2021 Priorities
On February 11, SIFMA and the SIFMA C&L Society discussed FINRA's 2021 priorities, addressing whether firms are prepared for 2021,…
SII 2021 – Graduate Listing
For Graduate Program registration requests, please email Kristin Sheehan and Erin Schroeder at [email protected]
SII 2021 – Graduate Virtual Calendar
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SII 2021 – Year 1 Listing
SII Curriculum consists of required lectures, optional lectures and small interactive classes (electives). On December 16th, Year 1 participants will…
SII 2021 – Year 1 Virtual Calendar
SII 2021 Year One Program < Back to SII Home Link to Year 1 Class Listing View
SII 2021 – Year 2 Listing
SII Curriculum consists of required lectures, optional lectures and small interactive classes (electives). On December 11th, Year 2 participants will…
SII 2021 – Year 2 Virtual Calendar
SII 2021 Year Two Program < Back to SII Home Link to Year 2 Class List View
SII 2021 – Year 3 Listing
SII Curriculum consists of required lectures, optional lectures and small interactive classes (electives). On December 7th, Year 3 participants will…
SII 2021 – Year 3 Virtual Calendar
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SII 2020 – Year 3 Program
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SII 2020 – Year 2 Program
SII 2020 Year Two Program < Back to SII Home
SII 2020 – Year 1 Program
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Regulation Best Interest Seminar
Join SIFMA on Wednesday, July 10 for an in-depth, half-day seminar to understand the SEC's final Regulation Best Interest. The…
FIA-SIFMA AMG Asset Management Derivatives Forum
FIA and SIFMA AMG are pleased to announce the eighth annual Asset Management Derivatives Forum will be held on February…
SII Graduate Program
About the 2021 SII Graduate Program The 2021 SII Graduate Program is an enhanced virtual program. The program will provide…
SII 2019 – Year 2 Program
SII 2019 Year Two Program < Back to SII Home
SII 2019 – Year 1 Program
SII 2019 Year One Program < Back to SII Home
Senior Investor Protection Conference
FINRA rules 2165 and 4512, which provide firms with a safe harbor for temporarily holding suspect disbursements and requires firms…
SII 2019 – Year 3 Program
SII 2019 Year Three Program < Back to SII Home
Prudential Regulation Conference
On June 2nd and 3rd, SIFMA and the Bank Policy Institute’s (BPI) hosted their 8th Annual Prudential Regulation Conference examining…
SIFMA Foundation Tribute Dinner
SIFMA and the SIFMA Foundation invite you to join us October 24 for the SIFMA Foundation's Annual Tribute Dinner as we continue…
Securities Industry Institute (SII)
We are excited to announce that SII will once again return as an in-person program on the Wharton Campus from…
C&L Regional Seminar: New York
The C&L Society New York Regional Seminar gathers compliance and legal professionals working in the financial services industry to exchange…
SIFMA C&L Annual Seminar
SIFMA's C&L Annual Seminar is the preeminent meeting place for compliance and legal professionals in financial services to gain an…