SII Graduate Program
About the 2021 SII Graduate Program The 2021 SII Graduate Program is an enhanced virtual program. The program will provide…
Join the FMS for a fundamental training, where participants can hear from industry experts on the following topics:
• Origin and overview of Broker-Dealer Financial Responsibility Rules
• Learn about how net capital is determined
• The business model of the broker-dealer and its minimum net capital
• Customer protection: its origins, possession or control of securities, computing the reserve requirement
Registration Rates – Until 3/11/21
Join the FMS for a fundamental training, where participants can hear from industry experts on the following topics:
• Origin and overview of Broker-Dealer Financial Responsibility Rules
• Learn about how net capital is determined
• The business model of the broker-dealer and its minimum net capital
• Customer protection: its origins, possession or control of securities, computing the reserve requirement