SII Graduate Program
About the 2021 SII Graduate Program The 2021 SII Graduate Program is an enhanced virtual program. The program will provide…
On Thursday, March 11, learn the fundamentals of the Net Capital Rule (Rule 15c3-1) and the Customer Protection Rule (Rule 15c3-3) which focus on liquidity and broker-dealer financial responsibility.
Hear from our panel of senior finance and regulatory reporting experts as they discuss:
12:00 – 1:20 p.m. ET: Net Capital Rule
1:30 – 2:50 p.m. ET: Customer Protection Rule
Q&A will follow and the session will conclude at 3:00 p.m. ET. Register now
On Thursday, March 11, learn the fundamentals of the Net Capital Rule (Rule 15c3-1) and the Customer Protection Rule (Rule 15c3-3) which focus on liquidity and broker-dealer financial responsibility.
Hear from our panel of senior finance and regulatory reporting experts as they discuss:
12:00 – 1:20 p.m. ET: Net Capital Rule
1:30 – 2:50 p.m. ET: Customer Protection Rule
Q&A will follow and the session will conclude at 3:00 p.m. ET. Register now