SIFMA is a member-driven organization. As the voice for the U.S. securities industry, we convene financial professionals from hundreds of broker-dealers, investment banks and asset managers. Together, we advocate on legislation, regulation and business policy that supports effective and resilient capital markets. SIFMA also serves as an industry coordinating body to promote fair and orderly markets, informed regulatory compliance, and efficient market operations and resiliency. We also provide a forum for industry policy and professional development, with events that foster meaningful conversations about the capital markets.
Take advantage of the benefits your membership offers today.
SIFMA provides the industry with an opportunity to come together to discuss ideas and concepts, and to work together on the most important issues impacting our clients.”
Lisa Kidd Hunt, Executive Vice President, International Services, Charles Schwab & Co., Inc.
Committees, Forums and Councils
Through SIFMA's committee structure - standing committees, forums and advisory councils overseen by Board subcommittees - subject matter experts at our member firms engage with policymakers and regulators through comment letters, testimony, research and more.
Specialized professionals in the financial services industry meet in SIFMA's Professional Societies to share best practices, attend educational seminars and engage in peer-to-peer networking.
This booklet provides guidance to SIFMA members and staff to minimize the risk of antitrust concerns with respect to SIFMA-related activities.
A brief introduction for our valued broker-dealer and asset manager members.
The 2023 Outlook
SIFMA is the leading trade association for broker-dealers, investment banks and asset managers operating in the U.S. and global capital markets. These reports - the 2022 End-Year Economic Survey and 2023 Capital Markets Outlook - contain our insights into the capital markets, financial industry, and economy.
View a directory of our broker-dealer, investment bank and asset manager members.
Events and Webinars
SIFMA members receive complimentary or discounted rates to our leading conferences and events as well as the SIFMA Webinar Series.
Recognitions & Awards
Through these awards, SIFMA recognizes the contributions of our members to the markets and the people behind them.
Thought Leader Library
SIFMA’s Thought Leader Library is a repository of original, timely and informative research, articles and white papers from SIFMA members on a host of issues critical to the capital markets.
Sign up to receive SIFMA SmartBrief, SIFMA Dashboard, SIFMA Research, the Holiday Schedule Alert and more.
Office of Member Engagement
For committee participation requests and more, contact us at 212.313.1150 or [email protected].