SIFMA's Listed Options Symposium brings together industry leaders, representing various roles across the market segment, for in-depth discussions on the…
SIFMA Annual Meeting
The Capital Markets Conference
Each fall, SIFMA’s Annual Meeting gathers in Washington, D.C. for candid one-on-one conversations and in-depth breakout sessions on the state of our capital markets. Mark your calendar to join us on October 1-2, 2018 at the Mandarin Oriental, Washington DC for expert insights and unparalleled networking with the foremost policymakers, regulators and financial market experts.
2017 Featured Speakers
|Early Bird Rates||$1345|
|Early Bird Rates||$1750|
|Early Bird Rates||$445|
|Early Bird Rates||$1345||$1750||$445|
3:00pm – 6:20pm
3:45pm – 4:55pm
Today’s global cybersecurity threats require firms to rethink the organization of their risk management functions to address emerging threats, new regulatory demands, and issues around data protection and privacy. How have industry leaders set out to challenge conventional ideas and implement cutting-edge organizational designs that increase resiliency?
Thomas M. Wagner, Thomas Ferlazzo, Craig Froelich, Phil Venables, Michael Williams
The case for infrastructure investment is clear, but the outlook is not. How might President Trump’s $1 trillion infrastructure investment plan and the policy debate in Washington affect the ability of both the public and private sectors to finance infrastructure projects?
Chris Hamel, Robert E. Amodeo, Robert Andres, Robyn M. Boerstling, Stephen Howard
4:55pm – 5:05pm
5:05pm – 5:10pm
Kenneth E. Bentsen, Jr.
5:10pm – 5:50pm
On the outlook for tax reform.
Ylan Mui, The Honorable Kevin Brady
5:50pm – 6:20pm
On the intersection of technology and advice
Kenneth E. Bentsen, Jr., Ronald J. Kruszewski
7:30am – 5:00pm
7:30am – 8:30am
8:00am – 8:15am
Timothy C. Scheve, Kenneth E. Bentsen, Jr.
8:15am – 8:55am
Kayla Tausche, David M. Solomon
8:55am – 9:35am
On embracing a digital future
Abigail P. Johnson
9:35am – 10:10am
10:10am – 10:30am
10:30am – 11:40am
Regulators continue to contemplate market-based finance and the role of asset management generally, including the FCA who recently completed an extensive study on the sector and recommended substantive reforms. What is the impact of these reforms and what other reforms might be necessary? Is there still a role for both passive and active management?
Robin Wigglesworth, Paul Atkins, Paul P. Andrews, Chester Spatt, Christopher Woolard
Historically, securities regulation has been accomplished through a mutually beneficial combination of government regulation and self-regulation. The line between SRO and government regulator has since blurred. How can the current SRO model be improved and its benefits of membership be more tangible?
James A. Tricarico Jr., Robert W. Cook, Lynnette Kelly, Helene McGee, Thomas W. Sexton, III
The C-suite is a catalyst for meaningful change. Can a pledge to diversity and inclusion address the industry’s enduring challenges and spark adoption of new strategic solutions?
New York State
CLE Credits 1
Larry E. Thompson, The Honorable Joyce Beatty, Rich Daly, Noé Hinojosa, Jr., Suzanne Shank
11:40am – 1:30pm
12:15pm – 12:20pm
Lisa Kidd Hunt
12:20pm – 1:00pm
1:10pm – 2:20pm
The Treasury Market Practices Group (TMPG) has worked since its formation to develop and promote sound market practices that support the integrity and efficiency of the Treasury, agency debt and agency MBS markets. What has transpired in the last ten years, including recent initiatives around information handling and clearing and settlement?
Sandra O’Connor, Gerald D. Pucci, Jr., Thomas Wipf
Businesses are in the midst of adapting to rapidly changing technology and ongoing demographic changes. What critical transformations will help businesses exceed investor expectations?
Valerie G. Brown, James R. Allen, Lisa Kidd Hunt, Thomas M. McDonald, Brand Meyer, Clara Shih
FinTech continues to revolutionize the financial industry. As technology firms collaborate with industry operations and technology executives, how might they shape the future of the industry?
Chris Vickery, Adam Broun, Chris Church, Kim Neuwirth, Satya Pemmaraju
2:30pm – 3:00pm
On the role of government - and how to pay for it
3:00pm – 3:10pm
3:10pm – 4:10pm
What is the outlook for the capital markets and the securities industry? It may just depend on who you ask.
Alix Steel, Michael Feroli, Brian Gardner, Anne N. Mathias, Guy Moszkowski
4:10pm – 4:40pm
4:40pm – 5:10pm
5:10pm – 5:10pm
JW Marriott Washington, DC
1331 Pennsylvania Avenue, NW
Washington, DC 20004
Comfort, sophistication and style. Ideally situated in the heart of downtown Washington, just moments from the National Mall and U.S. Capitol, this luxury hotel is at the center of it all.
Watched and seen
Quoted and Heard
Previous Annual Meeting Programs
Contact Katrina Cavalli at 212.313.1181.
Contact Emily Reinus at 212.313.1339.
View SIFMA’s official press policy.
Custom media partnership opportunities are available for almost every objective and budget, with benefits including complimentary event passes. Contact Kate Zickel.
Terms and Conditions
SIFMA reserves the right to remove, bar, or expel any attendee or guest from the conference for disruptive, disrespectful, or possibly illegal conduct, statements, or actions or for any reason which may tarnish the conference, SIFMA, or its members, in SIFMA’s sole discretion. SIFMA shall not refund any money paid for such attendee or guest to attend the conference, or for any travel expenses incurred to attend the conference.
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Refunds will granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.