Overview

Each fall, SIFMA’s Annual Meeting gathers the most influential voices shaping today’s capital markets. Through candid one-on-one conversations and expert panel discussions, we assess challenges and gain insights into opportunities ahead.

Find out what is top of mind for market participants: register today to join us on November 18-19, 2019 at the JW Marriott in Washington, DC.

SIFMA's 2019 Annual Meeting - Where the Capital Markets Meet

2019 Featured Speakers

SIFMA’s Annual Meeting features leading experts from the financial industry as well as policymakers, regulators and notable media. Here’s who we’ve confirmed for 2019 so far; view our 2018 lineup to see what’s in store.

Jay Clayton Chairman U.S. Securities and Exchange Commission Michael Durbin, Fidelity Michael Durbin Head of Fidelity Institutional Fidelity Brian Moynihan, Bank of America Merrill Lynch Brian T. Moynihan Chairman and Chief Executive Officer Bank of America Charlotte McLaughlin, PNC Capital Markets Charlotte McLaughlin President & CEO PNC Capital Markets Penny Pennington, Edward Jones Penny Pennington Managing Partner Edward Jones Dawn DeBerry Stump, CFTC Dawn DeBerry Stump Commissioner U.S. Commodity Futures Trading Commission Jim Reynolds, Loop Capital James Reynolds, Jr. Chairman and Chief Executive Officer Loop Capital Markets LLC John C. Williams John C. Williams President and Chief Executive Officer Federal Reserve Bank of New York

What to Expect

Delegate Testimonials

“SIFMA’s Annual Meeting is an excellent forum for buy-side, sell-side, platforms, regulators – all market participants – to come together and hear one another’s perspectives.”

“I attend SIFMA’s Annual Meeting because 1) it’s a great networking opportunity, 2) it is a great way to learn, and 3) the industry is coming together to think about ways that we can collaborate to solve challenges.”

“It’s an opportunity to get a ton of useful information, network with the right people and really get an opportunity to see what’s going on in the industry, what’s current.”

Who Attends

      • Chief Executive Officers
      • Chief Financial Officers
      • Chief Information Officer
      • Chief Operating Officers
      • General Counsels
      • Chief Compliance Officers
      • Heads of Business Units
      • Heads of Strategy and Risk
      • Heads of Regulatory and Government Affairs

Companies in Attendance

More than 100 SIFMA member firms were represented in 2018, including:

      • AB
      • Ameriprise Financial
      • Ares Management
      • Bank of America Merrill Lynch
      • Barclays
      • BlackRock
      • BNP Paribas
      • Citadel LLC
      • Citigroup Inc.
      • Credit Suisse Group AG
      • Edward Jones
      • Fidelity
      • Goldman Sachs & Co. LLC
      • Guggenheim Partners
      • HSBC
      • Invesco
      • Janney Montgomery Scott LLC
      • JPMorgan Chase & Co.
      • Legg Mason Global Asset Management
      • LPL Financial
      • Macquarie Group
      • Morgan Stanley
      • Neuberger Berman
      • Northern Trust
      • Oppenheimer & Co.
      • Rabobank Group
      • Raymond James Financial, Inc.
      • Royal Bank of Canada (RBC)
      • Russell Investments
      • Stephens Inc.
      • T. Rowe Price Associates, Inc.
      • TD Ameritrade, Inc.
      • UBS AG
      • Virtu Financial

SIFMA Annual Meeting

The Capital Markets Conference

Date

November 18 - November 19, 2019

Location

Washington, DC

Hosted by

SIFMA

Early Bird – Until 10/18/19

  • Member $995
  • Non-Member $1295
  • Regulator $495

Overview

Each fall, SIFMA’s Annual Meeting gathers the most influential voices shaping today’s capital markets. Through candid one-on-one conversations and expert panel discussions, we assess challenges and gain insights into opportunities ahead.

Find out what is top of mind for market participants: register today to join us on November 18-19, 2019 at the JW Marriott in Washington, DC.

SIFMA's 2019 Annual Meeting - Where the Capital Markets Meet

2019 Featured Speakers

SIFMA’s Annual Meeting features leading experts from the financial industry as well as policymakers, regulators and notable media. Here’s who we’ve confirmed for 2019 so far; view our 2018 lineup to see what’s in store.

What to Expect

Delegate Testimonials

“SIFMA’s Annual Meeting is an excellent forum for buy-side, sell-side, platforms, regulators – all market participants – to come together and hear one another’s perspectives.”

“I attend SIFMA’s Annual Meeting because 1) it’s a great networking opportunity, 2) it is a great way to learn, and 3) the industry is coming together to think about ways that we can collaborate to solve challenges.”

“It’s an opportunity to get a ton of useful information, network with the right people and really get an opportunity to see what’s going on in the industry, what’s current.”

Who Attends

      • Chief Executive Officers
      • Chief Financial Officers
      • Chief Information Officer
      • Chief Operating Officers
      • General Counsels
      • Chief Compliance Officers
      • Heads of Business Units
      • Heads of Strategy and Risk
      • Heads of Regulatory and Government Affairs

Companies in Attendance

More than 100 SIFMA member firms were represented in 2018, including:

      • AB
      • Ameriprise Financial
      • Ares Management
      • Bank of America Merrill Lynch
      • Barclays
      • BlackRock
      • BNP Paribas
      • Citadel LLC
      • Citigroup Inc.
      • Credit Suisse Group AG
      • Edward Jones
      • Fidelity
      • Goldman Sachs & Co. LLC
      • Guggenheim Partners
      • HSBC
      • Invesco
      • Janney Montgomery Scott LLC
      • JPMorgan Chase & Co.
      • Legg Mason Global Asset Management
      • LPL Financial
      • Macquarie Group
      • Morgan Stanley
      • Neuberger Berman
      • Northern Trust
      • Oppenheimer & Co.
      • Rabobank Group
      • Raymond James Financial, Inc.
      • Royal Bank of Canada (RBC)
      • Russell Investments
      • Stephens Inc.
      • T. Rowe Price Associates, Inc.
      • TD Ameritrade, Inc.
      • UBS AG
      • Virtu Financial

Program

2:30pm – 6:00pm

Registration Desk Hours

2:30pm – 3:00pm

Industry Roundtable Discussion

3:00pm – 4:00pm

Breakout Sessions I

4:00pm – 4:15pm

Networking Break

4:15pm – 4:20pm

Welcome

4:20pm – 6:20pm

General Session

6:30pm – 9:00pm

Welcome Reception at the National Museum of Natural History

7:30am – 5:00pm

Registration Desk Hours

7:30am – 8:30am

Breakfast

8:00am – 8:30am

Opening Remarks

8:30am – 10:30am

General Sessions

10:30am – 11:00am

Networking Break

11:00am – 12:00pm

Breakout Sessions II

12:05pm – 1:20pm

Networking Lunch

1:30pm – 2:30pm

Breakout Sessions III

2:30pm – 2:50pm

Networking Break

2:50pm – 5:35pm

General Session

5:35pm – 5:35pm

Closing Remarks

Venue

JW Marriott Washington, DC

1331 Pennsylvania Avenue, NW
Washington, DC 20004

Comfort, sophistication and style. Ideally situated in the heart of downtown Washington, just moments from the National Mall and U.S. Capitol, this luxury hotel is at the center of it all.

Hotel Accommodations

Rates in SIFMA’s room block start at $315 per night and are quoted exclusive of taxes and fees. Rates expire on Friday, October 25; rooms are available on a first-come, first-serve basis and do sell out. Please confirm all cancellation policies directly with the hotel when booking your reservation.

 

Welcome Reception

Network at the iconic Washington landmark, the Smithsonian Institution’s National Museum of Natural History.

Picture of venue

Media

Media Inquiries
Contact Katrina Cavalli at 212.313.1181

Press Policy
View SIFMA’s official press policy

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.

Attendee Roster
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.

Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.

Cancellations
Refunds will granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.