Join the SIFMA Compliance & Legal Society at one of our special luncheon presentations. Registration is now open for the April…
- Chief Compliance Officers
- Heads of Business Units
- Heads of Strategy and Risk
- Heads of Regulatory and Government Affairs
Early Bird – Until 10/18/19
Each fall, SIFMA’s Annual Meeting gathers the most influential voices shaping today’s capital markets for candid one-on-one conversations, expert panel discussions and in-depth breakout sessions.
Find out what was top of mind for market participants with our conference roundup and mark your calendar to join us on November 18-19, 2019 at the JW Marriott in Washington, DC.
Watch what speakers and delegates say is on the horizon for the capital markets.
SIFMA’s Annual Meeting featured more than 60 speakers, including experts from the financial industry and media as well as policymakers and regulators.
“SIFMA’s Annual Meeting is an excellent forum for buy-side, sell-side, platforms, regulators – all market participants – to come together and hear one another’s perspectives.”
“I attend SIFMA’s Annual Meeting because 1) it’s a great networking opportunity, 2) it is a great way to learn, and 3) the industry is coming together to think about ways that we can collaborate to solve challenges.”
“It’s an opportunity to get a ton of useful information, network with the right people and really get an opportunity to see what’s going on in the industry, what’s current.”
More than 100 SIFMA member firms were represented in 2018, including:
1331 Pennsylvania Avenue, NW
Washington, DC 20004
Comfort, sophistication and style. Ideally situated in the heart of downtown Washington, just moments from the National Mall and U.S. Capitol, this luxury hotel is at the center of it all.
SIFMA’s marquee event attracts hundreds of industry professionals, policymakers, regulators and financial media and affords sponsors unprecedented business development opportunities. Every sponsorship level is designed to enhance your firm’s presence before, during and after the event. Questions? Contact Diana Serri at 212.313.1258
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Refunds will granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.