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SIFMA Member Briefing: The Final DOL Fiduciary Rule
On Friday, April 26, SIFMA will host a briefing for SIFMA members on the DOL's final fiduciary rule.The U.S. Department of…
Trading, Cyber and Other Frauds: FINRA Experts Discuss Recent Trends
Overview
Join SIFMA on April 6, 2021 from 1:00-2:15pm ET to hear directly from FINRA experts on some of the many threats facing your firms and typologies of which you should be aware to mitigate or investigate these threats.
Among other topics, the panel will discuss recent trends in insider trading, options trading fraud, imposter scams, cyber-enabled crime, and other trading related frauds occurring at, by, or through broker-dealer firms.
FINRA Featured Speakers
SIFMA Webinar Series
Trading, Cyber and Other Frauds: FINRA Experts Discuss Recent Trends
Registration Closed
Overview
Join SIFMA on April 6, 2021 from 1:00-2:15pm ET to hear directly from FINRA experts on some of the many threats facing your firms and typologies of which you should be aware to mitigate or investigate these threats.
Among other topics, the panel will discuss recent trends in insider trading, options trading fraud, imposter scams, cyber-enabled crime, and other trading related frauds occurring at, by, or through broker-dealer firms.
FINRA Featured Speakers
Register
| Registration Rates | Complimentary |
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| Registration Rates | Complimentary |
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| Registration Rates | $99 |
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| Member | Regulator | Non-Member | |
|---|---|---|---|
| Registration Rates | Complimentary | Complimentary | $99 |
Venue
Virtual Gathering
Webinars, Webcasts, Virtual
Join us online for live and on-demand sessions! Participation instructions will be sent in advance of the event.
Sponsorship
Interested in sponsoring a SIFMA Webinar? Contact Diana Serri at 212.313.1258.
Our Sponsor
SIFMA's Strategic Partners
Webinar Tips and FAQs
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Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.
Cancellations and Substitutions
Cancellation within 48 hours of the webinar will be subject to a $25 cancellation fee. No substitutions or transfers will be accepted.