Global Corporate Actions Forum
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Listed Options Symposium
Overview
Each year, SIFMA’s Listed Options Symposium examines the state of the options industry, market structure and investor sentiment in the listed options markets.
On September 24, we gathered sell-side, buy-side, exchange and regulatory leaders in an online forum to discuss Industry and Exchange Leaders’ Perspectives; Regulation, Risk and Capital; Options Market Growth; and more.
Featured Speakers
Listed Options Symposium
Registration Closed
Overview
Each year, SIFMA’s Listed Options Symposium examines the state of the options industry, market structure and investor sentiment in the listed options markets.
On September 24, we gathered sell-side, buy-side, exchange and regulatory leaders in an online forum to discuss Industry and Exchange Leaders’ Perspectives; Regulation, Risk and Capital; Options Market Growth; and more.
Featured Speakers
Register
| Registration Rates | $199 |
|---|
| Registration Rates | $299 |
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| Registration Rates | $49 |
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| Member | Non-Member | Regulator | |
|---|---|---|---|
| Registration Rates | $199 | $299 | $49 |
Program
10:00am – 10:05am
Participants
Ellen Greene
Speaker
10:05am – 10:25am
Participants
Michael Santoli
Speaker
10:25am – 11:20am
While the response to COVID-19 has led to changes across the world, the options markets continue to evolve in response to an ecosystem that currently counts 16 listed options exchanges. …
While the response to COVID-19 has led to changes across the world, the options markets continue to evolve in response to an ecosystem that currently counts 16 listed options exchanges. This panel will examine the viability and growth of the exchanges and its impact on market makers. Panelists will also explore strike listings (will this ever get done?), areas where the industry and exchanges can work together and the market’s response and resiliency to the emergence of COVID-19 in March 2020.
Participants
Paul Jiganti, Arianne Criqui, Greg Ferrari, Pat Luongo, Andrew Schultz, Scott Spears
Moderator
Panelists
11:20am – 11:45am
Lunch Break
11:45am – 12:35pm
In 2020, the listed options exchanges and OCC continued their focus on strengthening options market resiliency while reducing risk to clearing firms. 2020 also brought an effective date for the…
In 2020, the listed options exchanges and OCC continued their focus on strengthening options market resiliency while reducing risk to clearing firms. 2020 also brought an effective date for the long-awaited SA-CCR rule designed to improve the punitive treatment of risk weighted assets for market makers. Panelists will explore the impact of these changes as well as the current state of the options regulatory fee, options enforcement and how CAT may impact this and an update on the new Rule 606 reporting requirements.
Participants
Nicholas Losurdo, Gene DeMaio, Joanna Fields, Mark Morrison, John C. Roeser, Scot Warren
Moderator
Panelists
12:35pm – 12:55pm
As the world comes to grips with the extended impact of COVID-19, businesses and teams are having to continue to adjust and react quickly. Companies and employees are adapting to…
As the world comes to grips with the extended impact of COVID-19, businesses and teams are having to continue to adjust and react quickly. Companies and employees are adapting to new more flexible ways of working. EY willl share perspectives and trends on company and workforce views and the evolving “new normals” of where and when work gets done.
Participants
Roselyn Feinsod, Andy Sears
Speakers
12:55pm – 1:05pm
Break
1:05pm – 2:00pm
Listed options continue to set record volumes in 2020 as new and existing customers take advantage of the risk management tools and trading strategies that listed options provide to institutional…
Listed options continue to set record volumes in 2020 as new and existing customers take advantage of the risk management tools and trading strategies that listed options provide to institutional and retail investors. This panel will explore the growth in listed options and opine on what’s next for options investors.
Participants
Ivan Brown, Oscar Loynaz, Faris Matalka, David Silber, Erik Swanson
Moderator
Panelists
2:00pm – 2:05pm
Participants
Ellen Greene
Speaker
Venue
Virtual Gathering
Webinars, Webcasts, Virtual
Join us online for live and on-demand sessions! Participation instructions will be sent in advance of the event.
Sponsorship
Questions? Contact Rebecca Hawkins at 212.313.1250.
Gold
Silver
SIFMA's Strategic Partners
Media
Media Inquiries
Contact Katrina Cavalli at 212.313.1181.
Media Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official webinar press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.
Cancellations
All cancellation requests are subject to a $25 processing fee and must be made in writing to SIFMA Conferences up to 48 hours before the start of the event. No substitutions or transfers will be accepted.