Global Tax Reporting Symposium

The Latest on Reporting and Withholding

Date

October 03 - October 04, 2017

Location

New York, NY or Webcast

Hosted by

SIFMA and the Wall Street Tax Educational Corporation

Pre-Conference Rates – Until 10/2/17

  • Member $545
  • Non-Member $645
  • Regulator $150

Overview

SIFMA and the Wall Street Tax Educational Corporation present the 2017 Global Tax Reporting Symposium on October 3-4, 2017 at the SIFMA Conference Center in New York City. This event will allow you to interact with your colleagues and the government officials who administer critical and fast evolving tax compliance regimes, including: IRC Section 871(m), Chapter 3 and 61 Reporting & Withholding, FATCA, Qualified Intermediary (QI) Rules, and the OECD Common Reporting Standard (CRS).

Join your peers in-person or by webcast for this two-day program to gain cutting-edge insights into the policies and practices followed by global firms and their consultants. Don’t miss your opportunity to register at discounted rates!

Programs

10:00am – 6:15pm

Registration Desk Hours

10:00am – 10:30am

10:30am – 10:45am

Participants

Payson Peabody

Speaker

Payson Peabody

Managing Director and Tax Counsel, Federal Government Relations

SIFMA

Payson Peabody’s Biography

10:45am – 11:15am

Participants

Lee A. Sheppard

Speaker

Lee A. Sheppard

Contributing Editor

Tax Analysts

Lee A. Sheppard’s Biography

11:15am – 12:30pm

The panel will bring together members from industry, consulting, and the IRS to address practical concerns and discuss potential solutions in dealing with due diligence, documentation, withholding and reporting issues…

The panel will bring together members from industry, consulting, and the IRS to address practical concerns and discuss potential solutions in dealing with due diligence, documentation, withholding and reporting issues faced by withholding agents.

Participants

Kevin V. Sullivan, Chip K. Collins, Tara Ferris, Johanna McGeady-Murphy, John Sweeney, Nancy J. Lee

Moderator

Kevin V. Sullivan

Managing Director & Tax Executive, Head of U.S. Information Reporting Advisory

Bank of America

Kevin V. Sullivan’s Biography

Panelists

Chip K. Collins

Managing Director & Group Head of QI Compliance and FATCA

UBS AG

Chip K. Collins’s Biography

Tara Ferris

Principal, Financial Services

EY

Tara Ferris’s Biography

Johanna McGeady-Murphy

Director, Field Operations, Foreign Payments Practice

Internal Revenue Service (IRS)

Johanna McGeady-Murphy’s Biography

Nancy J. Lee

Senior Technical Reviewer

Internal Revenue Service (IRS)

Nancy J. Lee’s Biography

12:30pm – 1:15pm

Networking Lunch

1:15pm – 2:30pm

Panelists will discuss the latest developments under the Foreign Account Tax Compliance Act (FATCA) Intergovernmental Agreements (IGAs) and the OECD Common Reporting Standard (CRS).

Panelists will discuss the latest developments under the Foreign Account Tax Compliance Act (FATCA) Intergovernmental Agreements (IGAs) and the OECD Common Reporting Standard (CRS).

Participants

Beatriz Castaneda, Denise Hintzke, Karan Mosley, Tomer Siegal

Moderator

Beatriz Castaneda

Vice President, Client Tax Reporting & Cost Basis Operations

Charles Schwab

Beatriz Castaneda’s Biography

Panelists

Denise Hintzke

Managing Director, Financial Services Tax

Deloitte

Denise Hintzke’s Biography

Karan Mosley

Director of Global Information Reporting and Tax Withholding

Barclays

Karan Mosley’s Biography

Tomer Siegal

Senior Solution Consultant

Thomson Reuters

Tomer Siegal’s Biography

2:30pm – 3:45pm

Participants

Carolyn Diehl, Jürg Stalder

Moderator

Carolyn Diehl

Tax Compliance Officer & Vice President

Fidelity

Carolyn Diehl’s Biography

Panelist

Jürg Stalder

Senior Product Manager Reference Data

SIX Financial Information Ltd

Jürg Stalder’s Biography

Participants

David Weisner, Danielle C. Clark, David Richardson

Moderator

David Weisner

Head of the Products & Practice, Global Tax Services

Brown Brothers Harriman

David Weisner’s Biography

Speakers

Danielle C. Clark

Principal, International Tax Servies

Ernst & Young LLP

David Richardson

Managing Director, International Tax

KPMG LLP

David Richardson’s Biography

3:45pm – 4:00pm

Networking Break

4:00pm – 5:15pm

FATCA, CRS and other regulations released in the last few years significantly increased the due diligence and reporting responsibilities for financial institutions.  During this panel, we will discuss the latest…

FATCA, CRS and other regulations released in the last few years significantly increased the due diligence and reporting responsibilities for financial institutions.  During this panel, we will discuss the latest developments in the areas of documentation and due diligence, as well as reporting.  We will also discuss the key challenges that the industry and account holders are facing in each area.

Participants

James Cato, Rasheed Khan, Lani Chou, Kimberly Schoenbacher

Moderator

James Cato

Managing Director, Corporate Tax

The Bank of New York Mellon

James Cato’s Biography

Panelists

Rasheed Khan

Vice President, Tax Operations

Goldman Sachs

Rasheed Khan’s Biography

Lani Chou

Director, Global Information Reporting

PwC

Lani Chou’s Biography

Kimberly Schoenbacher

Senior Manager, Foreign Payments Program Office

Internal Revenue Service (IRS)

5:15pm – 6:15pm

Sponsored by PwC

Sponsored by PwC

8:30am – 3:00pm

Registration Desk Hours

8:30am – 9:00am

Sponsored by KPMG LLP

Sponsored by KPMG LLP

9:00am – 9:30am

Participants

Paul Hondius

Speaker

Paul Hondius

Advisor, Exchange of Information

Organisation for Economic Co-Operation and Development (OECD)

9:30am – 10:45am

This panel will focus on complexities and open issues in implementing 871(m) requirements.

This panel will focus on complexities and open issues in implementing 871(m) requirements.

Participants

Ari Cohen, Lauren Lovelace, Jeffrey D. Hochberg, Karen Walny

Moderator

Ari Cohen

Vice President

JPMorgan Chase & Co.

Panelists

Lauren Lovelace

Principal

EY

10:45am – 11:00am

Sponsored by IHS Markit

Sponsored by IHS Markit

11:00am – 12:15pm

Along with the revised QI compliance rules, comes governance questions and challenges for QIs as they review their compliance programs.  For QIs acting as QDDs, the very concept of being…

Along with the revised QI compliance rules, comes governance questions and challenges for QIs as they review their compliance programs.  For QIs acting as QDDs, the very concept of being a QDD is new and along with that, comes never before seen operational challenges.  This panel will discuss the new rules, the challenges, and methodologies for compliance.

Participants

Dana Flynn, Karen Walny, Cyrus Daftary, Laurie Hatten-Boyd

Moderator

Dana Flynn

Director, Corporate Tax Department

BNP Paribas

Dana Flynn’s Biography

Panelists

Cyrus Daftary

Co-head of Operational Risk and Regulatory Compliance Solutions

IHS Markit

Cyrus Daftary’s Biography

Laurie Hatten-Boyd

Principal, Washington National Tax

KPMG

12:15pm – 1:15pm

Sponsored by Deloitte

Sponsored by Deloitte

1:15pm – 1:45pm

Participants

Rosemary Becchi, Harold Hancock

Speakers

1:45pm – 3:00pm

Basis reporting was enacted on October 3, 2008 as part of the Emergency Economic Stabilization Act of 2008. Although all phases of cost basis reporting are now in effect, many…

Basis reporting was enacted on October 3, 2008 as part of the Emergency Economic Stabilization Act of 2008. Although all phases of cost basis reporting are now in effect, many challenges still exist. This panel will focus on these difficult challenges and highlight approaches and food for thought to address these issues and concerns.  Among other things, the panel will cover the following topics:

  • Transfer of Basis Reporting
  • 305(c)
  • Complex Debt
  • Industry Challenges

Participants

Marty Rosen, Ellen Bocina, Stevie D. Conlon, Jonathan Jackel

Moderator

Marty Rosen

Director - Customer Information Reporting Department

ICBC Financial Services

Marty Rosen’s Biography

Panelists

Ellen Bocina

Vice President & Product Manager

Fidelity Investments

Ellen Bocina’s Biography

Stevie D. Conlon

Vice President, Tax and Regulatory Counsel

Wolters Kluwer Financial Services

Stevie D. Conlon’s Biography

Jonathan Jackel

Executive Director, Financial Services Organization

EY

Jonathan Jackel’s Biography

3:00pm – 3:05pm

Symposium Adjourns

Venue

SIFMA Conference Center

120 Broadway
Floor 2
New York, NY 10271

View on Google Maps

Located at 120 Broadway, a National Historic Landmark and a New York treasure, the SIFMA Conference Center is situated at the heart of New York’s Financial District.

With a rare combination of advanced technologies and sophistication, SIFMA’s Conference Center is fully furnished and equipped to offer unique features that stand alone amongst New York’s leading conference facilities.

Picture of venue

Hotel Accomodations

If you require hotel accommodation, a special SIFMA rate is available at the following:

Double Tree by Hilton Hotel – Financial District
8 Stone Street, New York, NY  10004, Phone# 212-480-9100
DISCOUNT: Corporate ID #0560038852

Club Quarters
52 William Street, New York, NY 10005, Phone# 212-269-6400
DISCOUNT: Password (SIFMA)

Residence Inn New York Downtown Manhattan / World Trade Center
170 Broadway, New York, NY 10007, Phone# 212-600-8900

Accreditation

Both CLE and CPE credits will be offered for this event.

CLE Credit

SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York. Parts of this program will be available for CLE credits. Fee reduction may be available for qualified registrants.

It is the responsibility of the registrant to comply with all rules and regulations governing the jurisdictions in which the attendee is seeking credit. Panel attendance must be certified by each registrant seeking CLE credits. Attendees do not need to certify after each panel. CLE Credit cannot be certified after the Seminar adjourns.
CLE Credit

Media

Media Inquiries
Contact Liz Pierce at 212.313.1173.

Registration
Contact Emily Reinus at 212.313.1339.

Policy
View SIFMA’s official press policy.

Media Partnerships
Custom media partnership opportunities are available for almost every objective and budget, with benefits including complimentary event passes. Contact Monica Ilyevsky at 212.313.1263 before September 8, 2017.

Terms and Conditions

Policy
SIFMA reserves the right to remove, bar, or expel any attendee or guest from the conference for disruptive, disrespectful, or possibly illegal conduct, statements, or actions or for any reason which may tarnish the conference, SIFMA, or its members, in SIFMA’s sole discretion. SIFMA shall not refund any money paid for such attendee or guest to attend the conference, or for any travel expenses incurred to attend the conference.

Attendee Roster
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.

Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.

Cancellations
Refunds will granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.