Overview

On February 11, SIFMA and the SIFMA C&L Society discussed FINRA’s 2021 priorities, addressing whether firms are prepared for 2021, and if not, what needs to be done to get there.

Watch On Demand

This virtual event is available to view on demand through March 11, 2021.

If you registered for this virtual event before 9:30 a.m. ET February 11, 2021, click here to watch now.

New registrant? Please register below; you will receive access instructions within three business days.

Questions? Contact the SIFMA C&L Society.

SIFMA C&L Society

Featured Resource

SIFMA C&L Society

SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. Learn more about the society and register for upcoming events!

Featured Speakers

SIFMA Webinar Series

FINRA 2021 Priorities

Date

March 11, 2021

Location

On Demand

Hosted by

SIFMA C&L Society

Overview

On February 11, SIFMA and the SIFMA C&L Society discussed FINRA’s 2021 priorities, addressing whether firms are prepared for 2021, and if not, what needs to be done to get there.

Watch On Demand

This virtual event is available to view on demand through March 11, 2021.

If you registered for this virtual event before 9:30 a.m. ET February 11, 2021, click here to watch now.

New registrant? Please register below; you will receive access instructions within three business days.

Questions? Contact the SIFMA C&L Society.

Featured Speakers

Venue

On Demand


On Demand , Watch Replay

Picture of venue

Media

Media Inquiries and Registration
Contact Evan Grogan at 212.313.1134

Policy
View SIFMA’s official press policy.

Webinar Tips and FAQs

For an optimal webinar experience, we recommend attendees view this webinar using a Chrome browser on a local machine. Avoid using a VPN or Remote Network (ie: Citrix).

You must have Javascript and Cookies enabled to access this webinar. For detailed information, including minimum system requirements and FAQs, view more Webinar Tips.

 

Terms and Conditions

Code of Conduct

SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.

Cancellations and Substitutions

Cancellation within 48 hours of the webinar will be subject to a $25 cancellation fee. No substitutions or transfers will be accepted.