A View from Washington: A Conversation with CFTC Chairman J. Christopher Giancarlo
In the first episodes of a new video series, “A View from Washington,” Commodity Futures Trading Commission (CFTC) Chairman J.…
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BNN Bloomberg: SIFMA CEO Bentsen Discusses Regulatory Trends for 2019
SIFMA president and CEO Ken Bentsen shares his insights on the regulatory trends he expects in the year ahead. In…
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Press Releases
SIFMA Issues Muni Model Placement Engagement Agreements
New York, NY, February 19, 2019 – SIFMA today issued two new model placement agent engagement agreements, along with related…
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Press Releases
SEC Overturns Previous Ruling in Market Data Fees Case, Finds in Favor of Plaintiffs
WASHINGTON, D.C., October 16, 2018 – SIFMA released the following statement today from SIFMA Managing Director and Associate General Counsel Melissa…
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