Advocacy & Resources

Firm's Guide to the Consolidated Audit Trail

The Securities and Exchange Commission (SEC) is creating a Consolidated Audit Trail (CAT) that would enable regulators to track all activity throughout the U.S. for listed-equities and options. SIFMA has published a Firm’s Guide to the Consolidated Audit Trail, which is intended to educate industry members on the CAT, enable…

Capital Markets Fact Book, 2019

The SIFMA Capital Markets Fact Book is an annual reference containing comprehensive data on the capital markets, investor participation, savings and investment, and securities industry. [button button_link="https://www.sifma.org/wp-content/uploads/2019/09/2019-Capital-Markets-Fact-Book-SIFMA.pdf" button_text="Download the Fact Book" /]   [button button_link="https://www.sifma.org/wp-content/uploads/2019/09/SIFMA-Capital-Markets-Fact-Book-2019-Data.xlsx" button_text="Download the Data Tables" /]   2019 Fact Sheet Download the 2019 Capital Markets Fact…

The View From Washington

“The View from Washington” is a short video series featuring in-depth conversations with top financial regulatory leadership about crucial developments and big ideas with the potential to impact the markets and the industry.

Holiday Schedule

On behalf of financial markets participants, SIFMA recommends a holiday schedule for financial markets in the U.S., U.K. and Japan. View SIFMA’s Policy  (pdf) on unscheduled changes in trading hours. SIGN UP SIFMA SmartBrief Subscribe today to receive a daily snapshot of the news impacting capital markets and the financial…