Advocacy & Resources

Firm's Guide to the Consolidated Audit Trail

The Securities and Exchange Commission (SEC) is creating a Consolidated Audit Trail (CAT) that would enable regulators to track all activity throughout the U.S. for listed-equities and options. [cta cta_id="185809" sidebar="true" /] SIFMA has published a Firm’s Guide to the Consolidated Audit Trail, which is intended to educate industry members…

Capital Markets Fact Book, 2019

The SIFMA Capital Markets Fact Book is an annual reference containing comprehensive data on the capital markets, investor participation, savings and investment, and securities industry. [button button_link="https://www.sifma.org/wp-content/uploads/2019/09/2019-Capital-Markets-Fact-Book-SIFMA.pdf" button_text="Download the Fact Book" /]   2019 Fact Sheet Download the 2019 Capital Markets Fact Sheet, highlighting data from the 2019 Capital Markets…

The View From Washington

“The View from Washington” is a short video series featuring in-depth conversations with top financial regulatory leadership about crucial developments and big ideas with the potential to impact the markets and the industry.

Holiday Schedule

On behalf of financial markets participants, SIFMA recommends a holiday schedule for financial markets in the U.S., U.K. and Japan. View SIFMA’s Policy  (pdf) on unscheduled changes in trading hours. Email Updates Manage Your Email Preferences Subscribe now to receive updates on research, market close recommendations, events and more plus…