Advocacy & Resources

Proposed Revisions to the Volcker Rule

SIFMA sent comments on the proposed rule to revise the regulations implementing Section 13 of the Bank Holding Company Act of 1956, otherwise known as the Volcker Rule. SIFMA strongly supports the Agencies’ efforts to “improve and streamline the regulations implementing [Section 13] by modifying and clarifying requirements related to…

Capital Markets Fact Book, 2019

The SIFMA Capital Markets Fact Book is an annual reference containing comprehensive data on the capital markets, investor participation, savings and investment, and securities industry. [button button_link="https://www.sifma.org/wp-content/uploads/2019/09/2019-Capital-Markets-Fact-Book-SIFMA.pdf" button_text="Download the Fact Book" /]   [button button_link="https://www.sifma.org/wp-content/uploads/2019/09/SIFMA-Capital-Markets-Fact-Book-2019-Data.xlsx" button_text="Download the Data Tables" /]   2019 Fact Sheet Download the 2019 Capital Markets Fact…

BloombergTV: Wall Street Works From Home

SIFMA president and CEO Kenneth E. Bentsen, Jr. joined David Westin on BloombergTV to discuss how the financial services industry is planning for possible business interruptions due to the novel coronavirus (COVID-19).

Holiday Schedule

On behalf of financial markets participants, SIFMA recommends a holiday schedule for financial markets in the U.S., U.K. and Japan. Business Continuity Planning BCP and COVID-19 SIFMA’s Business Continuity Planning team continues to closely monitor the novel coronavirus (COVID-19) and its impact on our industry and the markets. Here are…