Register Now for the C&L Monthly Luncheon, July 24. Please join SIFMA's C&L Society for a conversation with SEC's Marc…
Mark Your Calendar for OPS 2019: May 6-9 in Boca Raton, Florida
Watch the 2018 #SIFMAOPS Livestream:
Watch the livestream of select 2018 sessions:
- Commissioner Brian D. Quintenz, CFTC: Tuesday, May 8 at 1:45 p.m. ET (replay now available)
- Scott Mullins, Amazon Web Services: Thursday, May 10 at 11:30 a.m. ET (replay now available)
See more featured content in the “Related Resources” section below.
For over 45 years, SIFMA’s Operations Conference & Exhibition has gathered operations, technology and regulatory leaders from across the securities industry to collaborate, share information and address challenges.
As the industry continues to evolve – responding to regulatory changes, shortening the settlement cycle, tapping into the transformative potential of technology and driving smarter efficiencies – we explore the practical applications of breakthrough technologies in operations, compliance and the implementation of regulatory changes, evolving investor engagement, and management of new risks in support of safe and resilient capital markets.
July 25, 2018
In this SIFMA IAS event in Charlotte, you will hear about Economic Trends Impact to Audit Planning and Auditing MiFID…
July 25, 2018
Leading an audit is significantly different from being a staff auditor, as such having the right knowledge, tools, and techniques…