Operations Conference & Exhibition

Date

May 06 - May 09, 2019

Location

Boca Raton, Florida

Early Bird Rates – Until 2/15/19

  • Member $1595
  • Non-Member $1995
  • Regulator $895

Overview

Returning to Boca Raton, Florida, on May 6–9, the 46th annual SIFMA Operations Conference & Exhibition will gather operations, technology and regulatory leaders from across the securities industry.

As the industry continues to evolve in response to policy, regulatory, risk and technology changes, Ops 2019 will delve into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements. Gain insight into the developments of key priorities including:

  • Consolidated Audit Trail (CAT)
  • Risk Management and Third Party Risk
  • Corporate Actions
  • Changes in Clearing and Settlement
  • Cybersecurity and Resiliency
  • Treasury Market Evolution
  • AI Implementation
  • Regulatory Best Interest, and more

Early bird rates available.

Watch the livestream of Scott Mullins, Amazon Web Services, from #SIFMAOps 2018 (replay available). View more featured content from 2018 in the “Related Resources” section below.

 

Venue

Boca Raton Resort & Club

501 East Camino Real
Boca Raton, FL 33432

Situated on 356-acres in fabled South Florida, this eclectic property has reigned as an icon of elegance for more than 80 years. The inspiring environment offers a unique setting for an unforgettable conference event.

Information on hotel accommodation and group rates coming soon.

Picture of venue

Related Resources

Media

Media Inquiries
Contact Katrina Cavalli at 212.313.1181.

Media Registration
Contact Emily Reinus at 212.313.1339.

Policy
View SIFMA’s official press policy.

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.

If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.

SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.

Substitutions
Conference registration substitutions are welcome. Email Lizzie Grimm at [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.

Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.