C&L Society San Francisco Regional Seminar
The C&L Society San Francisco Regional Seminar gathers compliance and legal professionals working in the financial services industry to exchange…
Operations Conference & Exhibition
Overview
SIFMA’s annual Operations Conference & Exhibition gathers operations, technology and regulatory leaders from across the securities industry for three days of collaboration, addressing key priorities and challenges.
With the industry continuing to evolve in response to policy, risk, technology and regulatory changes, Ops delves into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements.
Watch 2019 Livestream Replays
Watch replays of select sessions from SIFMA Ops, including:
- Cathy Bessant, Bank of America
- Bridget van Kralingen, IBM
- Steven Randich, FINRA
- Scott Penberthy, Google
White Paper
Future of Operations: Finding a Home for Fintech
The overall business case for new technology is clear – but the ability of financial services to harness the power of fintech in their operations to exploit the current boom and any future potential upside is not. With findings from surveys of SIFMA and SIFMA Asset Management Group (SIFMA AMG) members, SIFMA AMG has partnered with Broadridge in this white paper to ask: how can operations find a home for fintech?
What to Expect at #SIFMAOps
2019 Featured Speakers
James R. Allen
Chairman and Chief Executive Officer
Hilliard Lyons
Chair, SIFMA
Catherine P. Bessant
Chief Operations and Technology Officer
Bank of America
Marianne Brown
Chief Operating Officer, Global Financial Solutions
FIS
Peter Driscoll
Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission (SEC)
Timothy C. Gokey
President & Chief Executive Officer
Broadridge Financial Solutions, Inc.
Robert J. Jackson, Jr.
Commissioner
U.S. Securities and Exchange Commission (SEC)
Scott Penberthy
Director of Applied AI
Google
Steven J. Randich
Executive Vice President and Chief Information Officer
FINRA
Christopher Rigg
Principal and Capital Markets Technology Lead
EY
Anand Sekhar
Vice President, Practice Management & Consulting
Fidelity Clearing & Custody Solutions
Bridget van Kralingen
Senior Vice President, Global Industries, Platforms and Blockchain
IBM
Robert Walley
Principal, Financial Services
Deloitte
Jeffrey S. Wecker
Chief Data Officer
Goldman Sachs
Stuart Wexler
Group General Counsel
NEX Group
Operations Conference & Exhibition
Registration Closed
Overview
SIFMA’s annual Operations Conference & Exhibition gathers operations, technology and regulatory leaders from across the securities industry for three days of collaboration, addressing key priorities and challenges.
With the industry continuing to evolve in response to policy, risk, technology and regulatory changes, Ops delves into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements.
Watch 2019 Livestream Replays
Watch replays of select sessions from SIFMA Ops, including:
- Cathy Bessant, Bank of America
- Bridget van Kralingen, IBM
- Steven Randich, FINRA
- Scott Penberthy, Google
What to Expect at #SIFMAOps
2019 Featured Speakers
Peter Driscoll
Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission (SEC)
Pricing
| 2019 Early Bird Rates | $1595 |
|---|---|
| 2019 Standard Rates | $1795 |
| 2019 On-Site Rates | $1995 |
| 2019 Early Bird Rates | $1995 |
|---|---|
| 2019 Standard Rates | $2195 |
| 2019 On-Site Rates | $2395 |
| 2019 Early Bird Rates | $895 |
|---|---|
| 2019 Standard Rates | $895 |
| 2019 On-Site Rates | $895 |
| Member | Non-Member | Regulator | |
|---|---|---|---|
| 2019 Early Bird Rates | $1595 | $1995 | $895 |
| 2019 Standard Rates | $1795 | $2195 | $895 |
| 2019 On-Site Rates | $1995 | $2395 | $895 |
Venue
Ops 2020 will be held at the Marriott Marquis San Diego Marina
333 West Harbor Drive
San Diego, CA 92101
Enjoy the charms of the Marriott Marquis San Diego Marina with its incredible views of downtown and the San Diego Bay. The hotel overlooks a private marina and is close to area attractions including Seaport Village, San Diego Convention Center, Petco Park, Balboa Park and the Zoo.
Sponsorship
Questions? Contact Diana Serri at 212.313.1258.
Presidential
Diamond
Platinum
Silver
Sponsors
Exhibitors
SIFMA's Strategic Partners
Media
Media Inquiries
Contact Katrina Cavalli at 212.313.1181
Media Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.
Substitutions
Conference registration substitutions are welcome. Email Lizzie Grimm at [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.