C&L Society Boston Regional Seminar
The C&L Society Boston Regional Seminar gathers compliance and legal professionals working in the financial services industry to exchange ideas,…
Operations Conference & Exhibition
Overview
Operations Conference & Exhibition
Registration Closed
Overview
SIFMA’s annual Operations Conference & Exhibition gathers operations, technology and regulatory leaders from across the securities industry for three days of collaboration, addressing key priorities and challenges.
With the industry continuing to evolve in response to policy, risk, technology and regulatory changes, Ops delves into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements.
Watch 2019 Livestream Replays
Watch replays of select sessions from SIFMA Ops, including:
- Cathy Bessant, Bank of America
- Bridget van Kralingen, IBM
- Steven Randich, FINRA
- Scott Penberthy, Google
What to Expect at #SIFMAOps
2019 Featured Speakers
Peter Driscoll
Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission (SEC)
Pricing
| 2019 Early Bird Rates | $1595 |
|---|---|
| 2019 Standard Rates | $1795 |
| 2019 On-Site Rates | $1995 |
| 2019 Early Bird Rates | $1995 |
|---|---|
| 2019 Standard Rates | $2195 |
| 2019 On-Site Rates | $2395 |
| 2019 Early Bird Rates | $895 |
|---|---|
| 2019 Standard Rates | $895 |
| 2019 On-Site Rates | $895 |
| Member | Non-Member | Regulator | |
|---|---|---|---|
| 2019 Early Bird Rates | $1595 | $1995 | $895 |
| 2019 Standard Rates | $1795 | $2195 | $895 |
| 2019 On-Site Rates | $1995 | $2395 | $895 |
Venue
Ops 2020 will be held at the Marriott Marquis San Diego Marina
333 West Harbor Drive
San Diego, CA 92101
Enjoy the charms of the Marriott Marquis San Diego Marina with its incredible views of downtown and the San Diego Bay. The hotel overlooks a private marina and is close to area attractions including Seaport Village, San Diego Convention Center, Petco Park, Balboa Park and the Zoo.
Sponsorship
Questions? Contact Diana Serri at 212.313.1258.
Presidential
Diamond
Platinum
Silver
Sponsors
Exhibitors
SIFMA's Strategic Partners
Media
Media Inquiries
Contact Katrina Cavalli at 212.313.1181
Media Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.
Substitutions
Conference registration substitutions are welcome. Email Lizzie Grimm at [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.