C&L New York Luncheon
SIFMA's Compliance & Legal Society Monthly Luncheons are opportunities to gain insights from influential voices in the compliance and legal…
Operations Conference & Exhibition
Overview
SIFMA’s 47th annual Operations Conference & Exhibition will gather operations, technology and regulatory leaders from across the securities industry for three days of discussions, addressing the industry’s most critical priorities.
At Ops 2020, connect with over 900 of your peers, representing the entire ecosystem of financial operations that powers performance in the capital markets.
Confirmed speakers include:
- Albert Caiazzo, Managing Director, First Clearing
- Anthony Crescenzi, Executive Vice President, Market Strategist, PIMCO
- Olga Naumovich, Managing Director, Goldman, Sachs & Co.
- Claire Santaniello, Managing Director & Head of Operations, BNY Mellon | Pershing
- Grace Vogel, Managing Director, Financial Services Advisory Practice, PwC
- Rachel Wilson, Managing Director, Technology Risk, Morgan Stanley
- Bill Wollman, Executive Vice President, Member Supervision, FINRA
- Stay tuned for more announcements coming soon
Program topics:
- Operational Resiliency
- Consolidated Audit Trail (CAT)
- Regulation Best Interest (Reg BI)
- Corporate Actions
- Artificial Intelligence
- Regulatory Priorities
- Cloud
- Data Management
- Cybersecurity, and more!
With the industry continuing to evolve in response to policy, risk, technology and regulatory changes, Ops delves into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements. Register at the early bird rate.
Featured Video
Heard at Ops: A Video Series
Hear from top financial operations leaders on how the industry is responding to the dynamic and complex environment that is reshaping operations, the customer experience and market requirements. Filmed onsite at SIFMA Ops, the definitive conference for operations professionals in financial services.
Watch 2019 Livestream Replays
Watch replays of select sessions from SIFMA Ops, including:
- Cathy Bessant, Bank of America
- Bridget van Kralingen, IBM
- Steven Randich, FINRA
- Scott Penberthy, Google
What to Expect at #SIFMAOps
47th Annual
Operations Conference & Exhibition
2020 Early Bird Rates – Until 1/31/20
- Member $1595
- Non-Member $2095
- Regulator $895
Overview
SIFMA’s 47th annual Operations Conference & Exhibition will gather operations, technology and regulatory leaders from across the securities industry for three days of discussions, addressing the industry’s most critical priorities.
At Ops 2020, connect with over 900 of your peers, representing the entire ecosystem of financial operations that powers performance in the capital markets.
Confirmed speakers include:
- Albert Caiazzo, Managing Director, First Clearing
- Anthony Crescenzi, Executive Vice President, Market Strategist, PIMCO
- Olga Naumovich, Managing Director, Goldman, Sachs & Co.
- Claire Santaniello, Managing Director & Head of Operations, BNY Mellon | Pershing
- Grace Vogel, Managing Director, Financial Services Advisory Practice, PwC
- Rachel Wilson, Managing Director, Technology Risk, Morgan Stanley
- Bill Wollman, Executive Vice President, Member Supervision, FINRA
- Stay tuned for more announcements coming soon
Program topics:
- Operational Resiliency
- Consolidated Audit Trail (CAT)
- Regulation Best Interest (Reg BI)
- Corporate Actions
- Artificial Intelligence
- Regulatory Priorities
- Cloud
- Data Management
- Cybersecurity, and more!
With the industry continuing to evolve in response to policy, risk, technology and regulatory changes, Ops delves into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements. Register at the early bird rate.
Watch 2019 Livestream Replays
Watch replays of select sessions from SIFMA Ops, including:
- Cathy Bessant, Bank of America
- Bridget van Kralingen, IBM
- Steven Randich, FINRA
- Scott Penberthy, Google
What to Expect at #SIFMAOps
Pricing
| 2020 Early Bird Rates | $1595 |
|---|---|
| 2020 Standard Rates | $1895 |
| 2020 On-Site Rates | $2195 |
| 2020 Early Bird Rates | $2095 |
|---|---|
| 2020 Standard Rates | $2395 |
| 2020 On-Site Rates | $2695 |
| 2020 Early Bird Rates | $895 |
|---|---|
| 2020 Standard Rates | $895 |
| 2020 On-Site Rates | $895 |
| Member | Non-Member | Regulator | |
|---|---|---|---|
| 2020 Early Bird Rates | $1595 | $2095 | $895 |
| 2020 Standard Rates | $1895 | $2395 | $895 |
| 2020 On-Site Rates | $2195 | $2695 | $895 |
Venue
Ops 2020 will be held at the Marriott Marquis San Diego Marina
333 West Harbor Drive
San Diego, CA 92101
Enjoy the charms of the Marriott Marquis San Diego Marina with its incredible views of downtown and the San Diego Bay. The hotel overlooks a private marina and is close to area attractions including Seaport Village, San Diego Convention Center, Petco Park, Balboa Park and the Zoo.
Hotel Accommodations
Rates will start at $314 per night and are quoted exclusive of applicable room tax, applicable service/hotel-specific fees, resort fees or other miscellaneous taxes.
Please make your booking through the following link:
https://book.passkey.com/e/49965452
Note that group rates are good through March 30, 2020, but rooms are limited and only available on a first-come, first-served basis – they may sell out early! Once the block is sold out, the hotel’s market price applies regardless of the date booking.
Be sure to confirm all cancellation policies and forfeiture of deposits directly with the hotel when booking your reservation.
Sponsorship
Questions? Contact Diana Serri at 212.313.1258.
Presidential
Titanium
Platinum
Silver
Sponsors
Exhibitors
SIFMA's Strategic Partners
Media
Media Inquiries
Contact Katrina Cavalli at 212.313.1181
Media Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.
Substitutions
Conference registration substitutions are welcome. Email Caitlin Sargent with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.