Overview

SIFMA’s annual Operations Conference & Exhibition gathers operations, technology and regulatory leaders from across the securities industry for three days of collaboration, addressing key priorities and challenges.

With the industry continuing to evolve in response to policy, risk, technology and regulatory changes, Ops delves into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements.

Watch 2019 Livestream Replays

Watch replays of select sessions from SIFMA Ops, including:

  • Cathy Bessant, Bank of America
  • Bridget van Kralingen, IBM
  • Steven Randich, FINRA
  • Scott Penberthy, Google
Future of Operations: Finding a Home for Fintech

White Paper

Future of Operations: Finding a Home for Fintech

The overall business case for new technology is clear – but the ability of financial services to harness the power of fintech in their operations to exploit the current boom and any future potential upside is not. With findings from surveys of SIFMA and SIFMA Asset Management Group (SIFMA AMG) members, SIFMA AMG has partnered with Broadridge in this white paper to ask: how can operations find a home for fintech?

Download Now

What to Expect at #SIFMAOps

2019 Featured Speakers

James R. Allen James R. Allen Chairman and Chief Executive Officer Hilliard Lyons Chair, SIFMA Catherine P. Bessant Catherine P. Bessant Chief Operations and Technology Officer Bank of America Marianne Brown Marianne Brown Chief Operating Officer, Global Financial Solutions FIS Peter Driscoll Peter Driscoll Director, Office of Compliance Inspections and Examinations U.S. Securities and Exchange Commission (SEC) Timothy C. Gokey Timothy C. Gokey President & Chief Executive Officer Broadridge Financial Solutions, Inc. Robert J. Jackson, Jr Robert J. Jackson, Jr. Commissioner U.S. Securities and Exchange Commission (SEC) Scott Penberthy Scott Penberthy Director of Applied AI Google Steven J. Randich Steven J. Randich Executive Vice President and Chief Information Officer FINRA Christopher Rigg Christopher Rigg Principal and Capital Markets Technology Lead EY Anand Sekhar Anand Sekhar Vice President, Practice Management & Consulting Fidelity Clearing & Custody Solutions Bridget van Kralingen Bridget van Kralingen Senior Vice President, Global Industries, Platforms and Blockchain IBM Robert Walley Robert Walley Principal, Financial Services Deloitte Jeffrey S. Wecker Jeffrey S. Wecker Chief Data Officer Goldman Sachs Stuart Wexler Stuart Wexler Group General Counsel NEX Group

Operations Conference & Exhibition

Date

April 21 - April 24, 2020

Location

San Diego, CA

Overview

SIFMA’s annual Operations Conference & Exhibition gathers operations, technology and regulatory leaders from across the securities industry for three days of collaboration, addressing key priorities and challenges.

With the industry continuing to evolve in response to policy, risk, technology and regulatory changes, Ops delves into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements.

Watch 2019 Livestream Replays

Watch replays of select sessions from SIFMA Ops, including:

  • Cathy Bessant, Bank of America
  • Bridget van Kralingen, IBM
  • Steven Randich, FINRA
  • Scott Penberthy, Google

What to Expect at #SIFMAOps

2019 Featured Speakers

Venue

Ops 2020 will be held at the Marriott Marquis San Diego Marina

333 West Harbor Drive
San Diego, CA 92101

Enjoy the charms of the Marriott Marquis San Diego Marina with its incredible views of downtown and the San Diego Bay. The hotel overlooks a private marina and is close to area attractions including Seaport Village, San Diego Convention Center, Petco Park, Balboa Park and the Zoo.

Picture of venue

Media

Media Inquiries
Contact Katrina Cavalli at 212.313.1181

Media Registration
Contact Evan Grogan at 212.313.1134

Policy
View SIFMA’s official press policy.

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.

Substitutions
Conference registration substitutions are welcome. Email Lizzie Grimm at [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.

Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.