SIFMA FMS Fundamental Training: Brokerage Accounting
Join SIFMA’s Financial Management Society for an educational seminar on the fundamentals of stock brokerage accounting. Discussion Topics/Learning Objectives will include:…
Operations Conference & Exhibition
Overview
Returning to Boca Raton, Florida, on May 6–9, the 46th annual SIFMA Operations Conference & Exhibition will gather operations, technology and regulatory leaders from across the securities industry.
As the industry continues to evolve in response to policy, risk, technology and regulatory changes, Ops 2019 will delve into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements. Gain insight into the developments of key priorities including:
- Consolidated Audit Trail (CAT)
- Risk Management and Third Party Risk
- Corporate Actions
- Changes in Clearing and Settlement
- Cybersecurity and Resiliency
- Treasury Market Evolution
- AI Implementation
- Regulatory Best Interest, and more
Early bird rates available.
Operations Conference & Exhibition
Early Bird Rates – Until 2/15/19
- Member $1595
- Non-Member $1995
- Regulator $895
Overview
Returning to Boca Raton, Florida, on May 6–9, the 46th annual SIFMA Operations Conference & Exhibition will gather operations, technology and regulatory leaders from across the securities industry.
As the industry continues to evolve in response to policy, risk, technology and regulatory changes, Ops 2019 will delve into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements. Gain insight into the developments of key priorities including:
- Consolidated Audit Trail (CAT)
- Risk Management and Third Party Risk
- Corporate Actions
- Changes in Clearing and Settlement
- Cybersecurity and Resiliency
- Treasury Market Evolution
- AI Implementation
- Regulatory Best Interest, and more
Early bird rates available.
Pricing
| Early Bird Rates | $1595 |
|---|---|
| Standard Rates | $1795 |
| On-Site Rates | $1995 |
| Early Bird Rates | $1995 |
|---|---|
| Standard Rates | $2195 |
| On-Site Rates | $2395 |
| Early Bird Rates | $895 |
|---|---|
| Standard Rates | $895 |
| On-Site Rates | $895 |
| Member | Non-Member | Regulator | |
|---|---|---|---|
| Early Bird Rates | $1595 | $1995 | $895 |
| Standard Rates | $1795 | $2195 | $895 |
| On-Site Rates | $1995 | $2395 | $895 |
Venue
Boca Raton Resort & Club
501 East Camino Real
Boca Raton, FL 33432
Situated on 356-acres in fabled South Florida, this eclectic property has reigned as an icon of elegance for more than 80 years. The inspiring environment offers a unique setting for an unforgettable conference event.
Hotel Accommodations
SIFMA reserved a block of rooms at the Boca Raton Resort & Club.
Rates will start at $255 per night and are quoted exclusive of applicable room tax, applicable service/hotel-specific fees, or other miscellaneous taxes.
Please note that the group rates are good through Friday, April 12th but rooms are limited and only available on a first-come, first-served basis–they may sell out early! Once the block is sold out, the hotel’s market price applies regardless of the date booking.
Make sure to confirm all cancellation policies and forfeiture of deposits directly with the hotel when booking your reservation.
Related Resources
SIFMA Insights
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Ops 2018 Debrief
With three days of presentations, events and meetings, and over 900 people in attendance, we gained insights into top-of-mind topics for market participants. Inside this note from SIFMA Insights, we recap what was seen and heard, including: The Future of Fintech Is Now; Your Mission, If You Choose to Accept It; Distributed Ledger Technology, the Holy Grail; An Active Systemic DLT Case Study; We're Only As Good As Our Data; and Data and Cybersecurity Go Hand In Hand.
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RPA, Not Your Science Fiction Movie Robots
Why use RPA? Inside this note from SIFMA Insights, we analyze what robotics process automation (RPA) is and what it is not, and identify opportunities for RPA in financial services. With results from an anonymous survey of our members, this report is published as we gather in Phoenix for the opening day of SIFMA's 45th annual Operations Conference & Exhibition.
Featured Content from Ops 2018
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Photo Album
SIFMA Ops Conference
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Presentation Slides
The Era of the Investor
SIFMA Chair Lisa Kidd Hunt's presentation at the 2018 Operations Conference & Exhibition on the industry-wide data aggregation initiative.
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Video
Livestream Replay: Scott Mullins, Amazon Web Services
What will the bank of tomorrow look like? How will markets function in 10 years? How will I interact with my financial life in the future? We all wonder what the future will look like, and it’s often written about, debated, and discussed. At Ops 2018, Scott Mullins, Head of Financial Services Business and Market Development at Amazon Web Services (AWS), hosts a discussion on the use of technology in Financial Services that examines yesterday’s predictions, today’s truths, and the trends pointing towards tomorrow.
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Speech
Remarks: CFTC Commissioner Quintenz
Read CFTC Commissioner Brian Quintenz's speech, “Cutting the Grass, Adding Integrity and Promoting Growth.”
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Blog
CAT: From Audit Trail to Opportunity
In this guest blog post from Broadridge, find out how firms can leverage their efforts to implement the Consolidated Audit Trail (CAT).
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Speech
Remarks: SIFMA President and CEO, Kenneth E. Bentsen, Jr.
Remarks by SIFMA President and CEO Kenneth E. Bentsen, Jr. on Day 1 of the 2018 Operations Conference & Exhibition.
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Speech
Remarks: SIFMA Executive Vice President, Randy Snook
Remarks by SIFMA Executive Vice President Randy Snook on Day 2 of the 2018 Operations Conference & Exhibition.
Conference Program
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PDFDownload Ops 2018 Program
Ops 2018 Program
Download and print the Ops 2018 program.
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PDFDownload Ops 2017 Program
Ops 2017 Program
Download and print the Ops 2017 program.
Sponsorship
Questions? Contact Diana Serri at 212.313.1258.
Presidential
Platinum
Silver
Sponsors
Exhibitors
SIFMA's Strategic Partners
Media
Media Inquiries
Contact Katrina Cavalli at 212.313.1181
Media Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.
Substitutions
Conference registration substitutions are welcome. Email Lizzie Grimm at [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.