SIFMA Compliance & Legal Society
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry.
About the SIFMA Compliance & Legal Society
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. With a rich 50-year history, it provides a unique opportunity for industry leaders and regulators to come together to share information and collaborate with the goal of ensuring our capital markets are the most fair, transparent and ethical in the world.
Events & Webinars
SIFMA’s C&L Society develops valuable professional development offerings for compliance and legal professionals. Explore our upcoming webinars, watch on-demand content and earn CLE credit today. View all events.
What’s On: Spring & Summer 2022
- AML and Financial Crimes Conference: May 25-26 | New York, NY
- C&L Future Leaders Presents – The Path to Senior Management: June 2 | New York, NY
- C&L Regional Seminar – St. Louis: June 8 | Maryland Heights, MO
- C&L Luncheon Series: June 15 | New York, NY
- C&L Regional Seminar – San Francisco: August 3 | San Francisco, CA
- C&L Regional Seminar – Charlotte: September 19 | Charlotte, NC Registration opens soon!
Recognitions and Awards
The C&L Society recognizes leaders in the compliance and legal industry with the annual presentation of our Rauschman Award and DEI Advocate Award.
The Rauschman Award
The Alfred J. Rauschman Award is presented by the Compliance & Legal Society annually to a candidate who has demonstrated significant contributions to the compliance and legal communities, promoted open communications among industry practitioners to share ideas and issues, fostered dialogue and communications with regulators and dedicated their career to the securities industry. Alfred J. Rauschman was a visionary in the securities industry compliance and legal profession who served as the Society’s first President.
The DEI Advocate Award
The C&L Society is committed to advancing diversity, equity and inclusion in our industry. The Diversity, Equity & Inclusion Advocate Award celebrates legal or compliance professionals who have demonstrated an exceptional commitment to building creative solutions that address diversity, equity and inclusion inequities in the financial services industry and ensures the next generation of leaders reflects our diverse society.