SIFMA Compliance & Legal Society
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry.
About the SIFMA Compliance & Legal Society
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. With a rich 50-year history, it provides a unique opportunity for industry leaders and regulators to come together to share information and collaborate with the goal of ensuring our capital markets are the most fair, transparent and ethical in the world.
Webinars and Events
SIFMA’s C&L Society develops valuable professional development offerings for compliance and legal professionals. Explore our upcoming webinars and virtual events, watch on demand content and earn CLE credit.
- March 10- On Demand: New SEC Marketing Rules for Dual-Registrants
- April 13- On Demand: Zoom Arbitrations: Effective Virtual Advocacy
- April 22- Impact of Technologies Used by Remote Employees
- July 20-22- C&L Virtual Forum
Board & Officers
Resources
If you have any questions, please contact SIFMA's Office of Professional Societies at 212.313.1290 or [email protected].