Jessica Hopper is the Senior Vice President and Deputy Head of Enforcement, responsible for disciplinary actions in Enforcement’s Rockville and New York offices. Prior to becoming Deputy Head of Enforcement, she was the Senior Vice President in charge of the Regional Enforcement program in FINRA’s 14 District Offices.
Ms. Hopper joined FINRA Enforcement in 2004 and served as a Director in FINRA’s Washington D.C. office until 2011. Prior to joining FINRA, from 2000 to 2004, she was part of a regional broker-dealer’s legal and compliance group, where her responsibilities focused on retail sales compliance. She began her career as a litigation attorney in private practice.