Michael K. Freedman

Senior Vice President and Head of Regulatory Enforcement, Associate General Counsel, LPL Financial

Michael Freedman is a Senior Vice President and Head of Regulatory Enforcement at LPL Financial where he leads the team that represents the Firm and its associates in connection with securities enforcement matters with the SEC, FINRA, and other regulatory agencies. Michael has extensive experience defending broker-dealers and investment advisors in connection with enforcement investigations and litigating administrative enforcement matters. Michael also specializes in conducting internal investigations concerning possible violations of securities regulations and laws. He is located in LPL Financial’s Fort Mill office.