Ornella Bergeron

Senior Vice President, Risk Oversight & Operational Regulation, FINRA

Ornella Bergeron has been with FINRA since its inception in 2007. In her role as a Senior Vice President in the Risk Oversight & Operational Regulation group of Member Regulation, she leads a group of 90 professionals who supervise and examine approximately 190 of FINRA’s largest members for financial and operational soundness, risk assessment adequacy and business conduct compliance. Prior to joining FINRA, Ms. Bergeron spent 19 years at the New York Stock Exchange in similar roles. Ms. Bergeron is a Co-lead of the Senior Program Team responsible for the governance over Member Regulation’s Surveillance and Examination systems and projects. She is also a member of FINRA’s Diversity Leadership Council. Ms. Bergeron holds a BBA in Finance from Iona College. She is also a graduate of FINRA’s [email protected] program.