Ornella Bergeron

Senior Vice President, Regulatory Oversight & Operational Regulation, FINRA

Ornella Bergeron has been with FINRA since its inception in 2007. In her role as Senior Vice President in the Risk Oversight and Operational Regulation group of Member Supervision, she leads a group of 90 professionals who supervise and examine approximately 200 of FINRA’s largest members for financial and operational soundness, risk assessment adequacy and business conduct compliance. Prior to joining FINRA, Ms. Bergeron spent 19 years at the New York Stock Exchange in similar roles. Ms. Bergeron holds a BBA in Finance from Iona College.