Amy Greer serves as the co-chair of Baker McKenzie’s North America Financial Regulation & Enforcement Practice, which provides clients with a full range of regulatory advice and enforcement counseling. Amy also serves on the steering committees of the Firm’s Global Financial Services Regulatory and Global Financial Institutions Groups.
Previously, Amy served as chief trial counsel at the US Securities and Exchange Commission’s (SEC) Philadelphia regional office and managed a team of lawyers overseeing a wide variety of enforcement matters.
Amy advises all manner of financial industry clients and SEC reporting companies, in connection with regulatory enforcement investigations and examinations, as well as internal investigations. Her clients include broker-dealers, investment advisers, hedge funds, mutual funds, securities issuers and reporting companies, commodities traders, and those providing services to those businesses.
Drawing on her experience leading an SEC regional office trial program, Amy provides practical and forward-looking guidance to clients, who seek her advice on matters as diverse as conflict of interest disclosures, sales practices concerns, insider trading/market abuse, financial reporting and accounting issues, securities offerings, investigations into complex products and trading, and whistleblower concerns.