SIFMA’s Board of Directors manages the business and affairs of the Association. Board members are either the chief executive officer of a SIFMA member firm, or a designee of such chief executive officer. All Board members have the authority to represent the views of their firms and are elected on a staggered basis by the SIFMA membership.
Chairman & Chief Executive Officer
Loop Capital Markets LLC
Principal, Branch Development
Head of Global Financing and Futures
Bank of America
Executive Vice President, International Services
Charles Schwab & Co., Inc.
President and CEO
Board at Large
Global Head of Regulatory Affairs
Managing Director & Head of Public Policy
Senior Managing Director, Chief Investment Officer of ETF and Index Investments
Executive Vice President and Head of Corporate Affairs
Head of Client Relationship Group
Wells Fargo Advisors
Partner – President of Infrastructure & Public Finance
Siebert Williams Shank & Co.
President, UBS Americas
Member, Group Executive Board, UBS AG
Chief Executive Officer of CIB Americas
Co-Head of ICG Americas & Head of Securitized Products Sales in the Americas
Chairman of the Board of Directors and CEO
Stifel Financial Corp.
Managing Director, Securitised Products Group
J.P. Morgan Chase & Co.
Credit Suisse Holdings (USA) Inc.
President & CEO
PNC Capital Markets
Head of Sales, Trading and Research
Chief Operating Officer
KeyBanc Capital Markets, Inc.
President and Chief Executive Officer
Advisor Group, Inc.
Chief Information and Operations Officer
President & CEO, Ramirez Asset Management, Senior Managing Director
Samuel A. Ramirez & Company, Inc.
Head of Regulatory Affairs and Public Policy, Americas
Chief Executive Officer
Raymond James Financial
Executive Vice President
Goldman Sachs & Co.
Managing Director & COO, Americas Global Markets
Managing Director, Head of Operations
BNY Mellon / Pershing
Co-President of Morgan Stanley
Head of Morgan Stanley Wealth Management
Managing Director, Chief Product Officer
Senior Executive Vice President & General Counsel
President, Advice & Wealth Management, Products and Service Delivery
Ameriprise Financial, Inc.
Managing Director, U.S. Head of Capital Markets Compliance
RBC Capital Markets, LLC
Head of MassMutual Financial Advisors
Chairman & CEO, MML Investors Services, LLC
Head of the Global Markets Division for the Americas
Six subcommittees of the Board of Directors oversee SIFMA’s standing committee agendas and functions. These Board
subcommittees review committee priorities with committee leadership, enhancing the Board’s engagement with priority
setting and committee operations.