SIFMA’s Board of Directors manages the business and affairs of the Association. Board members are either the chief executive officer of a SIFMA member firm, or a designee of such chief executive officer. All Board members have the authority to represent the views of their firms and are elected on a staggered basis by the SIFMA membership.


Jim ReynoldsJim Reynolds

Chairman & Chief Executive Officer
Loop Capital Markets LLC
Ken CellaKen Cella

Principal, Branch Development
Edward Jones
Laura Peters ChepucavageLaura Peters Chepucavage

Head of Global Financing and Futures
Bank of America
Lisa Kidd Hunt

Executive Vice President, International Services
Charles Schwab & Co., Inc.
Kenneth E. Bentsen, Jr.
President and CEO

Board at Large

Kevin Bailey
Global Head of Regulatory Affairs
Libby Cantrill
Managing Director & Head of Public Policy
Samara CohenSamara Cohen
Senior Managing Director, Chief Investment Officer of ETF and Index Investments
Katie FallonKatie Fallon
Executive Vice President and Head of Corporate Affairs
Sol Gindi
Head of Client Relationship Group
Wells Fargo Advisors
Gary Hall
Partner – President of Infrastructure & Public Finance
Siebert Williams Shank & Co.
Naureen HassanNaureen Hassan
President, UBS Americas
Member, Group Executive Board, UBS AG
Robert Hawley
Chief Executive Officer of CIB Americas
BNP Paribas
Gary Kane
Co-Head of ICG Americas & Head of Securitized Products Sales in the Americas
Deutsche Bank
Michael E. Kisber
FHN Financial
Ronald J. Kruszewski
Chairman of the Board of Directors and CEO
Stifel Financial Corp.
David Lefkowitz
Managing Director, Securitised Products Group
J.P. Morgan Chase & Co.
Timothy G. LyonsTimothy G. Lyons
Credit Suisse Holdings (USA) Inc.
Larry MartinezLarry Martinez
D.A. Davidson
Charlotte McLaughlin
President & CEO
PNC Capital Markets
Craig Messinger
Virtu Financial
Robert Popowski
Head of Sales, Trading and Research
Truist Securities
Douglas W. Preiser
Chief Operating Officer
KeyBanc Capital Markets, Inc.
Jamie Price
President and Chief Executive Officer
Advisor Group, Inc.
Shawn Quant
Chief Information and Operations Officer
Piper Sandler
Samuel A. Ramirez Jr.
President & CEO, Ramirez Asset Management, Senior Managing Director
Samuel A. Ramirez & Company, Inc.
Brendan T. Reilly
Managing Director
Head of Regulatory Affairs and Public Policy, Americas
Paul Reilly
Chief Executive Officer
Raymond James Financial
John F. W. Rogers
Executive Vice President
Goldman Sachs & Co.
Jeffrey Rosen
Managing Director & COO, Americas Global Markets
Société Générale

Managing Director, Head of Operations
BNY Mellon / Pershing
Andy Saperstein
Co-President of Morgan Stanley
Head of Morgan Stanley Wealth Management
Peter W. Schneider
Kabir SethiKabir Sethi
Managing Director, Chief Product Officer
LPL Financial
Mark Steffensen
Senior Executive Vice President & General Counsel
Joseph E. Sweeney
President, Advice & Wealth Management, Products and Service Delivery
Ameriprise Financial, Inc.
John Taft
Vice Chairman
Ryan Taylor
Managing Director, U.S. Head of Capital Markets Compliance
RBC Capital Markets, LLC
John VaccaroJohn Vaccaro
Head of MassMutual Financial Advisors
Chairman & CEO, MML Investors Services, LLC
Kashif Zafar
Head of the Global Markets Division for the Americas
Credit Agricole

Board Subcommittees

Six subcommittees of the Board of Directors oversee SIFMA’s standing committee agendas and functions. These Board
subcommittees review committee priorities with committee leadership, enhancing the Board’s engagement with priority
setting and committee operations.