SIFMA’s Board of Directors manages the business and affairs of the Association. Board members are either the chief executive officer of a SIFMA member firm, or a designee of such chief executive officer. All Board members have the authority to represent the views of their firms and are elected on a staggered basis by the SIFMA membership.


Chair: Joseph E. Sweeney
President, Advice & Wealth Management, Products and Service Delivery
Ameriprise Financial, Inc.
John RogersChair Elect: John F. W. Rogers
Executive Vice President, Chief of Staff and Secretary to the Board
Goldman Sachs & Co.
Thomas PlutaVice-Chair: Thomas Pluta
Co-Head of Global Rates Trading
JP Morgan Chase & Co.
Treasurer: James Wallin
Senior Vice President
Kenneth E. Bentsen, Jr.
President and CEO

2020 Board at Large