SIFMA’s Board of Directors manages the business and affairs of the Association. Board members are either the chief executive officer of a SIFMA member firm, or a designee of such chief executive officer. All Board members have the authority to represent the views of their firms and are elected on a staggered basis by the SIFMA membership.
Executive Vice President, Business Initiatives
Charles Schwab & Co., Inc.
General Counsel of Global Banking, Global Markets, and International
Bank of America Merrill Lynch
Senior Vice President
President and CEO
2018 Board at Large
- James R. Allen, Chairman & CEO, Hilliard Lyons
- Dan Arnold, President, LPL Financial
- Kevin Bailey, Global Head of Regulatory Affairs, Citi
- Barry Bausano, CEO & President, Deutsche Bank Securities, Chairman, Hedge Funds Deutsche Bank AG
- Kenneth E. Bentsen, Jr., President and CEO, SIFMA
- Valerie G. Brown, Executive Chairman, Advisor Group, Inc.
- William C. Caccamise, General Counsel of Global Banking, Global Markets, and International, Bank of America Merrill Lynch
- Sylvain Cartier, Managing Director & Head of Trading, Fixed Income & Currencies, Americas, Societe Générale
- Ken Cella, Principal – Branch Development, Edward Jones
- Michael Crowl, Group Managing Director and General Counsel for UBS Group Americas and UBS Wealth Management Americas (WMA), UBS AG
- Lisa Dolly, Chief Executive Officer, Pershing, a BNY Mellon company
- John Ettelson, President & Chief Executive Officer, William Blair
- David Findlay, President and CEO, Nomura Holdings America Inc.
- Kim Tillotson Fleming, Chairman and Chief Executive Officer, Hefren-Tillotson, Inc.
- Tim Hockey, President and CEO, TD Ameritrade
- Lisa Kidd Hunt, Executive Vice President, Business Initiatives, Charles Schwab & Co., Inc.
- James B. Kelligrew, Jr., Vice Chairman/Co-Head Wholesale Banking, U.S. Bancorp
- Jim Kerr, CEO, D.A. Davidson
- Andrew Komaroff, Chief Operating Officer, Neuberger Berman Group LLC
- Thomas M. McDonald, Chief Executive Officer, McDonald Partners, LLC
- Gerard McGraw, Chief Financial Officer, Fidelity Management & Research, LLC
- Charlotte McLaughlin, President & CEO, PNC Capital Markets
- Brand Meyer, Senior Managing Director, Wells Fargo Advisors, LLC
- Sandra O’Connor, Chief Regulatory Affairs Officer, JPMorgan Chase & Co.
- Edward Pick, Global Head of Sales and Trading, Morgan Stanley
- Paul E. Purcell, Chairman & Chief Executive Officer, Robert W. Baird & Co. Incorporated
- Paul Reilly, Chief Executive Officer, Raymond James Financial
- John F. W. Rogers, Executive Vice President, Chief of Staff and Secretary to the Board, Goldman, Sachs & Co.
- Thierry Roland, CEO of Global Banking & Markets, Americas, HSBC
- Timothy C. Scheve, President and Chief Executive Officer, Janney Montgomery Scott LLC
- Ursula Schliessler, Chief Administrative Officer, Legg Mason Global Asset Management
- Peter W. Schneider, President, Primerica
- Suzanne Shank, Chairwoman and CEO, Siebert Cisneros Shank & Co., LLC
- Paul Stevelman, Head of US, NatWest Markets
- Joseph E. Sweeney, President, Advice & Wealth Management, Products and Services Delivery, Ameriprise Financial, Inc.
- James Wallin, Senior Vice President, AB
- Lewis H. Wirshba, Vice Chairman and Managing Director, Credit Suisse Holdings (USA)
- Gary Wunderlich, Chief Executive Officer, Wunderlich Securities, Inc.
- W. Rufus Yates, Senior Executive Vice President, Financial Services Manager, BB&T Corp. and President & CEO, BB&T Securities