SIFMA’s Board of Directors manages the business and affairs of the Association. Board members are either the chief executive officer of a SIFMA member firm, or a designee of such chief executive officer. All Board members have the authority to represent the views of their firms and are elected on a staggered basis by the SIFMA membership.

Officers

Jim ReynoldsChair
Jim Reynolds
Chairman & Chief Executive Officer
Loop Capital Markets LLC

Ken CellaChair-Elect
Ken Cella
Principal, Branch Development
Edward Jones
Treasurer
James Wallin
Senior Vice President
AllianceBernstein
Kenneth E. Bentsen, Jr.
President and CEO
SIFMA

2022 Board at Large

Kevin Bailey
Global Head of Regulatory Affairs
Citi

Kenneth E. Bentsen, Jr.
President and CEO
SIFMA

Ken Cella
Principal, Branch Development
Edward Jones

Laura Peters Chepucavage
Managing Director, Head of Global Financing and Futures
BofA Securities

Michael Durbin
President
Fidelity Institutional

Matthew K. Enyedi
Managing Director, Business Solutions
LPL Financial

Gary Hall
Partner – Head of Investment Banking
Siebert Williams Shank & Co.

Robert Hawley
Chief Executive Officer of CIB Americas
BNP Paribas

Jeb Hensarling
Executive Vice Chairman
UBS Americas

Lisa Kidd Hunt
Executive Vice President, International Services
Charles Schwab & Co., Inc.

Gary Kane
Co-Head of ICG Americas & Head of Securitized Products Sales in the Americas
Deutsche Bank

Jim Kerr
CEO
D.A. Davidson

Michael E. Kisber
President
FHN Financial

Andrew Komaroff
Chief Operating Officer
Neuberger Berman Group LLC

Ronald J. Kruszewski
Chairman of the Board of Directors and CEO
Stifel Financial Corp.

David Lefkowitz
Managing Director, Securitised Products Group
J.P. Morgan Chase & Co.

Charlotte McLaughlin
President & CEO
PNC Capital Markets

Thomas C. Merchant
General Counsel
Franklin Templeton

Craig Messinger
CEO
Virtu Financial

Joe Nadreau
Head of Independent Brokerage & Platform Services
Wells Fargo Advisors

Robert Popowski
Head of Sales, Trading and Research
Truist Securities

Douglas W. Preiser
Chief Operating Officer
KeyBanc Capital Markets, Inc.

Jamie Price
President and Chief Executive Officer
Advisor Group, Inc.

Samuel A. Ramirez Jr.
President & CEO, Ramirez Asset Management, Senior Managing Director
Samuel A. Ramirez & Company, Inc.

Brendan T. Reilly
Head of US Government Relations & Regulatory Policy
Barclays

Paul Reilly
Chief Executive Officer
Raymond James Financial

Jim Reynolds
Chairman & Chief Executive Officer
Loop Capital Markets LLC

John F. W. Rogers
Executive Vice President
Goldman Sachs & Co.

Jeffrey Rosen
Managing Director & COO, Americas Global Markets
Société Générale

Claire Santaniello
Managing Director, Head of Operations
BNY Mellon / Pershing

Andy Saperstein
Co-President of Morgan Stanley
Head of Morgan Stanley Wealth Management

Peter W. Schneider
President
Primerica

Deb Schoneman
President
Piper Sandler

Nomita Chopra Singh
Managing Director, Credit Suisse
COO, CSH USA

Mark Steffensen
Senior Executive Vice President & General Counsel
HSBC

Joseph E. Sweeney
President, Advice & Wealth Management, Products and Service Delivery
Ameriprise Financial, Inc.

John Taft
Vice Chairman
Baird

Ryan Taylor
Managing Director, U.S. Head of Capital Markets Compliance
RBC Capital Markets, LLC

James Wallin
Senior Vice President
AllianceBernstein

Kashif Zafar
Head of the Global Markets Division for the Americas
Credit Agricole

Board Subcommittees

Six subcommittees of the Board of Directors oversee SIFMA’s standing committee agendas and functions. These Board subcommittees review committee priorities with committee leadership, enhancing the Board’s engagement with priority setting and committee operations.

Asset Management Subcommittee
Contact: Lindsey Keljo

Capital Markets Subcommittee
Contact: Rob Toomey

Legal & Compliance Subcommittee
Contact: Ira Hammerman

Operations & Technology Subcommittee
Contact: Tom Price

Private Client & Wealth Management Subcommittee
Contact: Kevin Carroll

Prudential & Capital Subcommittee
Contact: Carter McDowell