SIFMA’s Board of Directors manages the business and affairs of the Association. Board members are either the chief executive officer of a SIFMA member firm, or a designee of such chief executive officer. All Board members have the authority to represent the views of their firms and are elected on a staggered basis by the SIFMA membership.

Officers

James AllenChair:  James R. Allen
Chairman & CEO
Hilliard Lyons
Vice Chair: Joseph E. Sweeney
President, Advice & Wealth Management, Products and Services Delivery
Ameriprise Financial, Inc.
Treasurer: James Wallin
Senior Vice President
AB
Kenneth E. Bentsen, Jr.
President and CEO
SIFMA

2019 Board at Large