SIFMA’s Board of Directors manages the business and affairs of the Association. Board members are either the chief executive officer of a SIFMA member firm, or a designee of such chief executive officer. All Board members have the authority to represent the views of their firms and are elected on a staggered basis by the SIFMA membership.
Sol Gindi
Head of Client Relationship Group
Wells Fargo Advisors
Gary Hall
Partner – President of Infrastructure & Public Finance
Siebert Williams Shank & Co.
Naureen Hassan
President, UBS Americas
Member, Group Executive Board, UBS AG
Robert Hawley
Chief Executive Officer of CIB Americas
BNP Paribas
Lisa Kidd Hunt
Executive Vice President, International Services
Charles Schwab & Co., Inc.
Gary Kane
Co-Head of ICG Americas & Head of Securitized Products Sales in the Americas
Deutsche Bank
David Lefkowitz
Managing Director, Securitised Products Group
J.P. Morgan Chase & Co.
Jamie Price
President and Chief Executive Officer
Advisor Group, Inc.
Shawn Quant
Chief Information and Operations Officer
Piper Sandler
Samuel A. Ramirez Jr.
President & CEO, Ramirez Asset Management, Senior Managing Director
Samuel A. Ramirez & Company, Inc.
Brendan T. Reilly
Managing Director
Head of Regulatory Affairs and Public Policy, Americas
Barclays
Paul Reilly
Chief Executive Officer
Raymond James Financial
Jeffrey Rosen
Managing Director & COO, Americas Global Markets
Société Générale
Kabir Sethi
Managing Director, Chief Product Officer
LPL Financial
Joseph E. Sweeney
President, Advice & Wealth Management, Products and Service Delivery
Ameriprise Financial, Inc.
Ryan Taylor
Managing Director, U.S. Head of Capital Markets Compliance
RBC Capital Markets, LLC
John Vaccaro
Head of MassMutual Financial Advisors
Chairman & CEO, MML Investors Services, LLC
MassMutual
Kashif Zafar
Head of the Global Markets Division for the Americas
Credit Agricole
Six subcommittees of the Board of Directors oversee SIFMA’s standing committee agendas and functions. These Board
subcommittees review committee priorities with committee leadership, enhancing the Board’s engagement with priority
setting and committee operations.