SIFMA’s Board of Directors manages the business and affairs of the Association. Board members are either the chief executive officer of a SIFMA member firm, or a designee of such chief executive officer. All Board members have the authority to represent the views of their firms and are elected on a staggered basis by the SIFMA membership.
Officers
Chair: James R. Allen
Chair-Elect: William C. CaccamiseGeneral Counsel of Global Banking, Global Markets, and International
Bank of America Merrill Lynch
Vice Chair: Joseph E. SweeneyPresident, Advice & Wealth Management, Products and Services Delivery
Ameriprise Financial, Inc.
Kenneth E. Bentsen, Jr.2019 Board at Large
- James R. Allen, Chairman & CEO, Hilliard Lyons
- Kevin Bailey, Global Head of Regulatory Affairs, Citi
- Kenneth E. Bentsen, Jr., President and CEO, SIFMA
- Valerie G. Brown, Executive Chairman, Advisor Group, Inc.
- William C. Caccamise, General Counsel of Global Banking, Global Markets, and International, Bank of America Merrill Lynch
- Sylvain Cartier, Managing Director & Head of Global Markets for the Americas, Societe Générale
- Ken Cella, Principal, Edward Jones
- Michael Crowl, Group Managing Director and General Counsel for UBS Group Americas and UBS Wealth Management Americas (WMA), UBS AG
- Lisa Dolly, Chief Executive Officer, Pershing, a BNY Mellon company
- Matthew K. Enyedi, EVP, National Sales, LPL Financial
- John Ettelson, President & Chief Executive Officer, William Blair
- Paul Galietto, Global Head of Prime Services and Head of Equities Americas, Credit Suisse
- Robert Hawley, Chief Executive Officer of CIB Americas, BNP Paribas
- Tim Hockey, President and CEO, TD Ameritrade
- Lisa Kidd Hunt, Executive Vice President, Business Initiatives, Charles Schwab & Co., Inc.
- James B. Kelligrew, Jr., Vice Chairman/Co-Head Wholesale Banking, U.S. Bancorp
- Jim Kerr, CEO, D.A. Davidson
- Gene Kim, Head of International for the Global Markets Division, Crédit Agricole
- Andrew Komaroff, Chief Operating Officer, Neuberger Berman Group LLC
- Ronald J. Kruszewski, Chairman of the Board of Directors and CEO, Stifel Financial Corp.
- Thomas M. McDonald, Chief Executive Officer, McDonald Partners, LLC
- Gerard McGraw, Chief Financial Officer, Fidelity Management & Research, LLC
- Charlotte McLaughlin, President & CEO, PNC Capital Markets
- Craig Messinger, Senior Advisor, Virtu Financial
- Brand Meyer, Senior Managing Director, Wells Fargo Advisors, LLC
- Sandra O’Connor, Chief Regulatory Affairs Officer, JPMorgan Chase & Co.
- Shelley O’Connor, Co-Chief Wealth Management, Morgan Stanley Wealth Management
- Douglas Preiser, Co-Chief Operating Officer and Chief Executive Officer, KeyBanc Capital Markets
- Brendan T. Reilly, Head of US Government Relations & Regulatory Policy, Barclays
- Paul Reilly, Chief Executive Officer, Raymond James Financial
- John F. W. Rogers, Executive Vice President, Chief of Staff and Secretary to the Board, Goldman, Sachs & Co.
- Ursula Schliessler, Chief Administrative Officer, Legg Mason Global Asset Management
- Peter W. Schneider, President, Primerica
- Suzanne Shank, Chairwoman and CEO, Siebert Cisneros Shank & Co., LLC
- Mark Steffensen, Senior Executive Vice President & General Counsel, HSBC
- Joseph E. Sweeney, President, Advice & Wealth Management, Products and Services Delivery, Ameriprise Financial, Inc.
- John G. Taft, Vice Chairman, Robert W. Baird & Co. Incorporated
- Kate Clifford Toomey, COO Americas, Deutsche Bank
- James Wallin, Senior Vice President, AB