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The financial regulatory system has federal, state, and private institutions. Generally, federal regulators deal with national issues and state regulators operate in their jurisdictions.
Know the terms.Understand the industry.
Discover how the financial industry is sparking economic growth and job creation in communities like yours.
From in-school visits to field trip hosting, financial professionals nationwide are committing their time and talent to Invest It Forward.
Learn about the work of more than 10,000 professionals from our 500 member firms who participate in 100 committees and countless working groups to advocate in support of effective and resilient capital markets.