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The financial regulatory system has federal, state, and private institutions. Generally, federal regulators deal with national issues and state regulators operate in their jurisdictions.
Know the terms.Understand the industry.
Discover how the financial industry is sparking economic growth and job creation in communities like yours.
A round of applause to SIFMA Member Firms for leading the way in financial education and capital markets literacy across the US this spring. Thank you to all of our volunteers!
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