Spotlight

DOL Would Make It Harder to Save for Retirement

SIFMA SPOTLIGHT

"It's a question of whether the administration should proceed, irrespective of congressional intent and in conflict with regulators, with a rule that will ultimately make it harder to save," writes SIFMA’s Bentsen in a commentary for USA Today.

 

How to be Cyber Resilient

SIFMA SPOTLIGHT

Building a robust cybersecurity program can be achieved by all firms. Follow these actionable steps that all firms can and should take to become cyber resilient.

 

Project Invested

project invested

Why do capital markets matter? By bringing buyers and sellers together to make voluntary exchanges of value, capital markets have built the world we know today. Project Invested tells the story.

 

Presenting SIFMA's 2014 Year in Review

SIFMA SPOTLIGHT

Learn about the work of more than 10,000 professionals from our 500 member firms who participate in 100 committees and countless working groups to advocate in support of effective and resilient capital markets.

 


SIFMA Members

SIFMA members have access to special content and services.

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Featured Events

Private Client Conference 2015

Private Client Conference 2015

April 7-8, 2015

Westin Michigan Avenue Chicago, Chicago, IL

Operations Conference and Exhibition 2015

Operations Conference and Exhibition 2015

April 13-16, 2015

Manchester Grand Hyatt San Diego, CA

Equity Market Structure Conference 2015

Equity Market Structure Conference 2015

Thursday, May 07, 2015

Grand Hyatt, New York, NY





Industry Basics

How is the U.S. Financial Industry Regulated?

The financial regulatory system has federal, state, and private institutions. Generally, federal regulators deal with national issues and state regulators operate in their jurisdictions.


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SIFMA provides a number of services vital to the health of the financial industry.


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