Spotlight

SIFMA Releases Resources for Third Party Risk Management

sifma announces cybersecurity resources for small firms

SIFMA continues its effort to address risks to the industry and its members by providing tools and guidance firms can leverage to improve their third-party risk management programs. 

 

 

SIFMA 2014 Annual Meeting Program Announced

SIFMA SPOTLIGHT

Join us to explore the role of capitalism in creating opportunity across America. Today’s foremost thought leaders will share their perspectives on how the financial services industry will best serve tomorrow's economy.

 

 

 

 

 

Equity Market Structure Recommendations

SIFMA SPOTLIGHT

A broad-based SIFMA task force published a set of tangible, actionable recommendations on equity market structure for enhancing fairness, stability and transparency in the U.S. stock market.

 
 

Registration Open for SII 2015

SIFMA SPOTLIGHT

For more than 60 years, SIFMA and The Wharton School of The University of Pennsylvania have partnered to deliver the premier executive development program for financial services professionals.

 

 

 


SIFMA Members

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Featured Events

AMG Derivatives Conference 2014

AMG Derivatives Conference 2014

Wednesday, September 17, 2014

SIFMA Conference Center, New York, NY

Senior Investors Forum 2014 – Serving the Needs of Our Aging Investors

Senior Investors Forum 2014 – Serving the Needs of Our Aging Investors

Tuesday, September 30, 2014

Mesirow Conference Center, Chicago, IL

FATCA Policy Symposium 2014

FATCA Policy Symposium 2014

October 6-7, 2014

City Club of Washington, DC



Latest Research

Reports

US Repo Fact Sheet 2014

September 3, 2014

Reports

AFME Securitisation Data Supplement

August 18, 2014



Industry Basics

How is the U.S. Financial Industry Regulated?

The financial regulatory system has federal, state, and private institutions. Generally, federal regulators deal with national issues and state regulators operate in their jurisdictions.


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