Spotlight

SIFMA: Recommendations for Effective Cybersecurity Regulatory Guidance

SIFMA SPOTLIGHT

The publication of these principles is a part of SIFMA's ongoing initiative focused on enhancing the industry's cybersecurity preparedness and practices.

 

 

2014 SIFMA Annual Meeting

SIFMA SPOTLIGHT

Thank you for making the 2014 Annual Meeting a success! Today’s thought leaders shared perspectives on how the financial services industry will best serve tomorrow's economy. Stay tuned for highlights from the day.

 

 

 

 

 

Registration Open for SII 2015

SIFMA SPOTLIGHT

For more than 60 years, SIFMA and The Wharton School of The University of Pennsylvania have partnered to deliver the premier executive development program for financial services professionals.

 

 

 

Best Practices for Insider Threats

SIFMA SPOTLIGHT

SIFMA, leveraging the most effective guidance from both the private and public sector, created a comprehensive set of best practices to inform firms of insider threats they face and provide a framework to create an effective insider threat mitigation program.

 

 

 

 

 

 

 


SIFMA Members

SIFMA members have access to special content and services.

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Featured Events

FINRA Disciplinary Hearings Forum

FINRA Disciplinary Hearings Forum

Thursday, February 12, 2015

SIFMA Conference Center, New York, NY

Anti-Money Laundering and Financial Crimes Conference 2015

Anti-Money Laundering and Financial Crimes Conference 2015

February 24-25, 2015

New York Marriott Marquis, New York, NY

Social Media Seminar 2015

Social Media Seminar 2015

Thursday, February 26, 2015

Charles Schwab Conference Center, San Francisco, CA





Industry Basics

What is a security?

A security is an instrument representing financial value. They are categorized into debt, securities, equity securities, and derivative contracts.


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