Spotlight

DOL Pending Fiduciary Rule Remains Flawed, Negatively Impacting the Marketplace

SIFMA SPOTLIGHT

Op-Ed by Kenneth E. Bentsen, Jr, SIFMA president and CEO, published in The Hill.

 

 

 

 

 

 

 

 

SIFMA Statement on Trump Memorandum to Delay DOL Fiduciary Rule

SIFMA SPOTLIGHT

"Delaying the applicability date to allow the new Administration an opportunity to review the rule’s impact on investors and the market is appropriate and not without precedent."




SIFMA Commends Presidential Action to Review Regulatory Framework

SIFMA SPOTLIGHT

SIFMA statement on President Trump's executive order calling for review of the nation’s financial regulatory framework and its impact on the markets and the economy.



 

 

 

2016: The Year in Review

SIFMA SPOTLIGHT

Capital markets recognize the best ideas and enterprises and propel them forward.This retrospective chronicles our members’ work advocating for their effectiveness and efficiency over the past year.

 


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Industry Basics

What is the Dodd-Frank Act?

The Dodd-Frank Act is a law that completely overhauls the way the U.S. financial industry is regulated.


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