Spotlight

A Look at 2015: SIFMA's Year in Review

SIFMA SPOTLIGHT

SIFMA is a member-driven organization that advocates for effective and efficient capital markets. Learn about the key role our members play in the U.S. economy and their work on our 100 committees and countless working groups.

 

The Facts on DOL's Flawed Fiduciary Proposal

SIFMA SPOTLIGHT

Numerous studies have found DOL's proposed retirement regulation will have the ultimate effect of limiting choice and access to financial education while raising the cost of saving for retirement.

 

Supporting the Pre-Eminence of American Capital Markets

SIFMA SPOTLIGHT

In this examination of the state of America's capital markets, we discuss the need to achieve a regulatory balance that ensures our capital markets remain the most deep, liquid and well-functioning in the world.

 

The 2016 Economic Outlook: Slow But Steady Wins the Race

SIFMA SPOTLIGHT

 SIFMA's Economic Advisory Roundtable, composed of chief economists from many SIFMA member firms, forecast that the U.S. economy will grow at a solid 2.5% rate both this year and next.

 


SIFMA Members

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Featured Events

T+2 Symposium 2016

T+2 Symposium 2016

Tuesday, February 23, 2016

AXA Event and Production Center, New York, NY

Compliance & Legal Society Annual Seminar 2016

Compliance & Legal Society Annual Seminar 2016

March 13-16, 2016

Hilton Orlando Bonnet Creek, Orlando, FL

Private Client Conference 2016

Private Client Conference 2016

April 6-7, 2016

Grand Hyatt, New York, NY





Industry Basics

What is Risk?

Risk is the measurable probability that an actual return can be different than expected. Types of risk include market, credit, interest rate, exchange rate, liquidity, and political risk.


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