Legal & Compliance

SIFMA’s Legal & Compliance committees advocate on legislation, regulation and business policy affecting compliance and governance. They also provide industry leadership benchmarking and coordination for compliance and regulatory implementation and adherence.

SIFMA’s legal and compliance committees coordinate closely with the SIFMA Compliance & Legal Society, the leading forum for compliance and legal professionals working in the financial services industry.

Committees

• Amicus & Litigation Advisory Committee
  • Kevin Carroll | 202.962.7382 | [email protected]
• Anti-Money Laundering (AML) & Financial Crimes Committee
  • Bernard Canepa | 202.962.7455 | [email protected]
• Compliance & Regulatory Policy Committee
  • Bernard Canepa | 202.962.7455 | [email protected]
• Technology & Regulation Committee
  • Melissa MacGregor | 202.962.7385 | [email protected]

Related Forums and Councils

• Electronic Communications & Records Forum
  • Melissa MacGregor | 202.962.7385 | [email protected]
• Employment Lawyers Forum
  • Bernard Canepa | 202.962.7455 | [email protected]
• Privacy & Data Protection Forum
  • Melissa MacGregor | 202.962.7385 | [email protected]
• General Counsels Advisory Council
  • Saima Ahmed | 212.313.1015 | [email protected]
  • Melissa MacGregor | 202.962.7385 | [email protected]

Featured Events

Anti-Money Laundering & Financial Crimes Conference
May 22-23, 2023 | New York, NY

C&L Future Leaders Presents
June 6, 2023 | New York, NY

C&L Regional Seminar: St. Louis
June 14, 2023 | St. Louis, MO

C&L Regional Seminar: Charlotte
September 11, 2023 | Charlotte, NC

C&L Annual Seminar
March 17-20, 2024 | Orlando, FL