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SIFMA events foster meaningful conversations about the capital markets and provide valuable professional development opportunities.

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The Securities Industry Institute at Wharton
C&L Annual Seminar
Operations Conference & Exhibition
Annual Meeting
Sponsor Opportunities

Date:

January 19, 2022

Location:

Virtual

FINRA’S 2022 Priorities

The SIFMA Compliance & Legal Society invites you to join us for a one-on-one conversation between FINRA president and CEO Robert Cook and SIFMA president and CEO Kenneth E. Bentsen, Jr. featuring a discussion of FINRA’s 2022 priorities.

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