Past Events

• Event

  C&L Virtual Forum

  Over three days, participants gathered online to take part in conversations and discovered key trends at this most consequential time.

• Report

  SIFMA Insights: C&L Annual Seminar Debrief

  With two and a half days of presentations and events and over 2,000 attendees at the 2019 SIFMA C&L Annual Seminar, we gained insights into top-of-mind topics for market participants. Inside this note from SIFMA Insights, we recap just some of what was seen and heard, including Markets Musings; Regulatory Recap; and Fintech’s Future.

• Video

  The 2019 Rauschman Award Winner, Annette Nazareth

  The Alfred J. Rauschman Award is presented by SIFMA's Compliance & Legal Society annually to a candidate who has demonstrated significant contributions to the compliance and legal communities. Find out Annette Nazareth has been recognized with this highest honor.

• Blog

  Making Diversity & Inclusion an Intentional Reality

  In this post, Kenneth L. Miller - Deputy General Counsel for Bank of America and 2019 Seminar Chairperson - discusses conversations from throughout the event focused on ensuring a concentrated and consistent effort from the very top of an organization to maintain, develop and grow a diverse workforce.

• PDF

  2019 Program

  Download the full program from SIFMA's 2019 C&L Annual Seminar.

• Photos

  Photo Album

  View photos from the 2019 C&L Annual Seminar on Flickr.

• Social Media

  Join the Conversation

  Tell us why you're excited to attend #SIFMACL! Join the conversation on LinkedIn, Twitter, Instagram and more.