SIFMA engages with policymakers and regulators through comment letters, testimony, studies and more. Use the filters below to see what we've been working on or view our Legal Brief and Regulatory Tracker.

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Industry Basics

How is the U.S. Financial Industry Regulated?

The financial regulatory system has federal, state, and private institutions. Generally, federal regulators deal with national issues and state regulators operate in their jurisdictions.

SIFMA Committees

See important resources and updates for SIFMA's standing committees, working groups, and task forces.

SIFMA Advocacy Resources

Valuable advocacy tools including our Legal and Regulatory Action Pipeline and Action Center.

Market Data