Member Directory

Interested in joining SIFMA? Become a member

526 Results
  • A
    • ABN AMRO Clearing Chicago LLC
    • ABN AMRO Securities (USA) LLC
    • ACG Resources (Associate)
    • AGNC Mortgage Management, LLC
    • AQR Capital Management, LLC
    • ASL Capital Markets Inc.
    • AST Investor Services LLC
    • Aberdeen Asset Management
    • Academy Securities, Inc.
    • AcadiaSoft, Inc. (Associate)
    • Accenture LLP (Associate)
    • Acorns Securities, LLC
    • Adlib Software (Associate)
    • Advisor Group
    • Aegis Capital Corp.
    • Aflac Incorporated
    • Alacra, Inc. (Associate)
    • Alamo Capital
    • Allen & Company of Florida, Inc.
    • Allen & Overy LLP (Associate)
    • AllianceBernstein L.P.
    • Allianz Global Investors US LLC
    • Allison-Williams Company
    • Ally Invest Securities LLC
    • Alpine Securities Corporation
    • Alston & Bird LLP (Associate)
    • Ameriprise Financial Services, Inc.
    • Ameriprise Financial, Inc.
    • Amherst Pierpont Securities LLC
    • Annaly Capital Management, Inc.
    • Aon Securities Inc.
    • Apex Clearing Corporation
    • Appway Inc. (Associate)
    • Arbor Research & Trading, LLC
    • Ares Management LLC
    • Arnold & Porter Kaye Scholer LLP (Associate)
    • Ashurst LLP (Associate)
    • Asia Pacific Financial Management Group
    • Assured Guaranty (Associate)
    • Atlas Strategic Advisors, LLC
    • Auerbach Grayson & Company LLC
    • Autonomous Research US LP
  • B
    • B.C. Ziegler and Company
    • BB&T Securities, LLC
    • BBVA Securities Inc.
    • BIDS Trading L.P.
    • BMO Capital Markets Corp.
    • BNP Paribas Securities Corp.
    • BNY Mellon Corporation
    • BNY Mellon Investment Management
    • BTG Pactual US Capital, LLC
    • Baker & McKenzie, LLP (Associate)
    • Ballard Spahr LLP (Associate)
    • Banca IMI Securities Corp.
    • Bank of America Merrill Lynch
    • Barclays
    • Bates Group LLC (Associate)
    • Beech Hill Securities, Inc.
    • Benjamin F. Edwards & Co.
    • Berenberg Capital Markets LLC
    • Berkshire Capital Securities LLC
    • Bethesda Securities, LLC
    • Betterment Securities
    • BlackRock
    • Bloomberg L.P. (Associate)
    • Bloomberg Tradebook LLC
    • Blueprint Regulatory Consulting, LLC (Associate)
    • Boenning & Scattergood, Inc.
    • Borden Ladner Gervais LLP (Associate)
    • Box, Inc. (Associate)
    • Bracewell LLP (Associate)
    • Brean Capital, LLC
    • Bressler, Amery & Ross, P.C. (Associate)
    • Bridge Capital Associates, Inc.
    • Broadridge Business Process Outsourcing, LLC
    • Broadridge Financial Solutions, Inc. (Associate) (Premium Associate)
    • Broker Dealer Financial Services Corp.
    • BrokerTec Americas LLC
    • Brown Brothers Harriman & Co. (Service Provider)
    • Brownstone Investment Group, LLC
    • Build America Mutual Assurance Company (Associate)
    • Burch & Company, Inc.
  • C
    • C.L. King & Associates, Inc.
    • CAIS Capital LLC
    • CBOE V, LLC (Associate)
    • CIBC World Markets Corp.
    • CLS Bank International (Associate)
    • CME Group (Associate)
    • CODA Markets, Inc.
    • CODE Advisors LLC
    • COR Clearing LLC
    • Cadaret, Grant & Co., Inc.
    • Cadwalader, Wickersham & Taft LLP (Associate)
    • Canaccord Genuity Inc.
    • Cantor Fitzgerald & Co.
    • Capco (Associate)
    • Capital Forensics, Inc. (Associate)
    • Capital One Financial Corporation
    • Capital Research and Management Company
    • Carty & Company, Inc.
    • Cascade Financial Management, Inc.
    • CastleOak Securities, LP
    • Centennial Securities Company, Inc.
    • Chapin, Davis
    • Chapman and Cutler LLP (Associate)
    • Charles River Brokerage, LLC
    • Charles Schwab & Co., Inc.
    • Charles Schwab Investment Management
    • China Renaissance Securities (US) Inc.
    • Citadel LLC
    • Citadel Securities LLC
    • Citigroup Global Markets Inc.
    • Citizens Capital Markets, Inc.
    • Clark Hill PLC (Associate)
    • Clearpool Execution Services, LLC
    • Cleary Gottlieb Steen & Hamilton LLP (Associate)
    • Clifford Chance US LLP (Associate)
    • Coastal Equities, Inc.
    • Commerz Markets LLC
    • Commonwealth Australia Securities LLC
    • Computer Resource Company (Associate)
    • Computershare Inc. (Associate)
    • Continental Advisor LLC (Associate)
    • Cormark Securities (USA) Limited
    • Covington & Burling LLP (Associate)
    • Cowen Execution Services LLC
    • Cowen and Company, LLC
    • Cravath, Swaine & Moore LLP (Associate)
    • Credit Agricole Securities (USA) Inc.
    • Credit Suisse Asset Management, LLC
    • Credit Suisse Securities (USA) LLC
    • Cullen Investment Group, Ltd.
    • Cutter and Company Brokerage, Inc.
  • D
    • D.A. Davidson & Co.
    • D.M. Kelly & Company
    • DIVER by Lumesis (Associate)
    • DNB Markets, Inc.
    • DST Market Services, LLC
    • Daiwa Capital Markets America Inc.
    • Dash Financial Technologies LLC
    • Davenport & Company LLC
    • Davis Polk & Wardwell LLP (Associate)
    • Davy Securities Limited
    • Dealerweb Inc
    • Dealogic (Associate)
    • Debevoise & Plimpton LLP (Associate)
    • Deloitte (Associate) (Premium Associate)
    • Dentons US LLP (Associate)
    • Depository Trust & Clearing Corporation (DTCC) (Associate)
    • Deutsche Bank Securities Inc.
    • Dexia Credit Local, New York Branch (Associate)
    • Dorsey & Company, Inc.
    • Doshi Consulting Solutions, Inc (Associate)
    • DoubleLine Capital LP
    • Dougherty & Company LLC
    • Drinker Biddle & Reath LLP (Associate)
  • E
    • E*TRADE Financial Corp.
    • ED&F Man Capital Markets Inc.
    • Edward D. Jones & Co., L.P.
    • Electronic Transaction Clearing, Inc.
    • Elliott Management Corporation
    • EquiLend LLC
    • Ernst & Young LLP (Associate)
    • Estrada Hinojosa & Company, Inc.
    • Eurex / Deutsche Boerse (Associate)
    • Euroclear Bank SA/NV (Associate)
    • Eversheds Sutherland (US) LLP (Associate)
  • F
    • FBT Investments, Inc.
    • FIS (Associate)
    • FMSbonds, Inc.
    • FOLIOfn Investments, Inc.
    • FTN Financial Securities Corp.
    • Fannie Mae (Associate)
    • Federated Investors, Inc.
    • Federated Securities Corp.
    • Fidelity Brokerage Services LLC
    • Fidelity Investments
    • Fieldpoint Private Securities, LLC
    • Fifth Third Securities, Inc.
    • Financial Industry Technical Services, Inc. (FITS) (Associate)
    • First Analysis Securities Corporation
    • First Bankers' Banc Securities, Inc.
    • First Kentucky Securities Corporation
    • First Republic Securities Company, LLC
    • Fiserv Inc (Associate)
    • Folger Nolan Fleming Douglas Incorporated
    • Foresters Financial Services, Inc.
    • Franklin Templeton Distributors, Inc.
    • Franklin Templeton Investments
    • Fried, Frank, Harris, Shriver & Jacobson LLP (Associate)
  • G
    • G.research, LLC
    • GBST (Associate)
    • GIT Investment Services, Inc.
    • Gartland and Mellina Group Corp (Associate)
    • General Motors Asset Management
    • George K. Baum & Company
    • Gibson, Dunn & Crutcher LLP (Associate)
    • Girard Securities, Inc.
    • Global Atlantic Financial Group Limited
    • Goal Group Limited (Associate)
    • Goldman Sachs Asset Management, L.P.
    • Goldman, Sachs & Co.
    • Great American Advisors, Inc.
    • Greenberg Traurig, LLP (Associate)
    • Greenwich Associates, LLC (Associate)
    • Griffiths McBurney Corp.
    • Groom Law Group, Chartered (Associate)
    • Group One Trading LP
    • Guggenheim Partners Investment Management, LLC
    • Guggenheim Securities, LLC
  • H
    • H.D. Vest Investment Securities, Inc.
    • HSBC Securities (USA) Inc.
    • Harbor Financial Services, LLC
    • Hartfield, Titus & Donnelly, LLC
    • Hawkins Delafield & Wood LLP (Associate)
    • Haywood Securities (USA) Inc.
    • Hazlett, Burt & Watson, Inc.
    • Hearsay Systems (Associate) (Premium Associate)
    • Hefren-Tillotson, Inc.
    • Height Securities, LLC
    • Hennion & Walsh, Inc.
    • Herbert J. Sims & Co. Inc.
    • Herndon Plant Oakley, Ltd.
    • Hexaware Technologies (Associate)
    • HighTower Securities, LLC
    • Hilltop Securities Inc.
    • Hogan Lovells US LLP (Associate)
    • Hornor, Townsend & Kent, Inc.
    • Hunter Associates LLC
    • Hunton & Williams LLP (Associate)
  • I
    • ICAP Securities USA LLC
    • IDX Markets, LLC
    • IEX Services LLC
    • IHS Markit (Associate) (Premium Associate)
    • IMC-Chicago, LLC
    • ING Financial Markets LLC
    • ITG Inc.
    • Incapital LLC
    • Independent Investment Bankers, Corp.
    • Industrial and Commercial Bank of China Financial Services LLC
    • Instinet, LLC
    • Intellivest Securities, Inc.
    • Intercontinental Asset Management Group, Ltd.
    • Invesco Ltd.
    • Investec Securities (US) LLC
    • Investment Placement Group
    • Ipreo (Associate)
  • J
    • J.J.B. Hilliard, W.L. Lyons, LLC
    • J.P. Morgan Asset Management
    • J.P. Morgan Securities LLC
    • J.W. Korth & Company
    • Jane Street Capital, LLC
    • Janney Montgomery Scott LLC
    • Janus Capital Group
    • Jefferies LLC
    • John Hancock Funds, LLC
    • Jones Day (Associate)
  • K
    • K&L Gates LLP (Associate)
    • KCG Holdings, Inc
    • KGS-Alpha Capital Markets, LP
    • KPMG LLP (Associate)
    • Kapitall Generation, LLC
    • Katten Muchin Rosenman LLP (Associate)
    • Keane Financial, LLC
    • Kestra Investment Services, LLC
    • Kevin Hart Kornfield and Company, Inc.
    • KeyBanc Capital Markets Inc.
    • Kinetix Trading Solutions (Associate)
    • King & Spalding LLP (Associate)
    • Kipling Jones & Co., Ltd.
    • Kirkland & Ellis LLP (Associate)
    • Kobre & Kim LLP (Associate)
    • Kramer Levin Naftalis & Frankel LLP (Associate)
    • Kutak Rock LLP (Associate)
  • L
    • LCH.Clearnet Limited (Service Provider)
    • LPL Financial LLC
    • Landesbank Baden-Württemberg (Associate)
    • Lansare Corporation (Associate)
    • Latham & Watkins LLP (Associate)
    • Latour Trading LLC
    • Laurel Hill Securities LLC
    • Lazard Freres & Co. LLC
    • Lebenthal & Co., LLC
    • Legal & General Investment Management America Inc.
    • Legg Mason Global Asset Management
    • Leumi Investment Services Inc.
    • Lewis Baach PLLC (Associate)
    • Lexington Park Capital Markets, LLC
    • Lincoln Financial Distributors, Inc.
    • Liquidnet, Inc.
    • Lloyds Securities Inc.
    • Loeb Partners Corporation
    • Lombard Risk (Associate)
    • Loop Capital Markets LLC
    • Luminex Trading & Analytics LLC
  • M
    • M&A Securities Group, Inc.
    • MBIA Inc. (Associate)
    • MFS Investment Management
    • MMC Securities LLC
    • MML Investors Services, LLC
    • MTS Markets International, Inc.
    • MTS Securities, LLC
    • MUFG Securities Americas Inc.
    • Macquarie Capital (USA) Inc.
    • Manulife Asset Management
    • MarketAxess Corporation
    • MassMutual Financial Group
    • Matrix Applications, LLC (Associate)
    • Mayer Brown LLP (Associate)
    • McDermott Will & Emery LLP (Associate)
    • McDonald Partners, LLC
    • McLaughlin Ryder Investments, Inc.
    • McNally Financial Services Corporation
    • Mesirow Financial, Inc.
    • MetLife Investors Distribution Company
    • Milbank, Tweed, Hadley & McCloy LLP (Associate)
    • Millennium Advisors, LLC
    • Mizuho Securities USA Inc.
    • Moore & Van Allen, PLLC (Associate)
    • Moors & Cabot, Inc.
    • Morgan Stanley & Co. LLC
    • Morgan Stanley Investment Management
    • Morgan Stanley Smith Barney LLC
    • Morgan, Lewis & Bockius LLP (Associate)
    • Morrison & Foerster LLP (Associate)
    • Mortgage Industry Advisory Corporation (MIAC) (Associate)
    • Murphy & McGonigle, P.C. (Associate)
    • MyComplianceOffice (Associate)
  • N
    • NEX Optimisation (Service Provider)
    • NISA Investment Advisors, L.L.C.
    • NTB Financial Corporation
    • NYLIFE Securities LLC
    • National Bank of Canada Financial Inc.
    • Natixis Global Asset Management
    • Natixis Securities Americas LLC
    • Navigant Capital Advisors, LLC
    • Nestlerode & Loy, Inc.
    • Neuberger Berman LLC
    • New York Institute of Finance (Associate)
    • New York Life Investment Management LLC
    • Niagara International Capital Limited
    • Nomura Research Institute, Ltd. (Associate)
    • Nomura Securities International, Inc.
    • Northern Trust Asset Management
    • Northern Trust Securities, Inc.
    • Northwestern Mutual Investment Services, LLC
    • Norton Rose Fulbright (Associate)
    • Nuveen, LLC
    • n-Tier Financial Services LLC (Associate)
    • nabSecurities, LLC
  • O
    • OTC Link LLC
    • Odeon Capital Group LLC
    • Oliver Wyman (Associate)
    • OpenDoor Securities, LLC
    • Oppenheimer & Co. Inc.
    • OppenheimerFunds Distributor, Inc.
    • Options Clearing Corporation (Associate)
    • Orrick, Herrington & Sutcliffe LLP (Associate)
  • P
    • P.J. Robb Variable Corporation
    • PFS Investments Inc.
    • PGIM
    • PIMCO
    • PJT Partners LP
    • PNC Capital Markets LLC
    • Patterson Belknap Webb & Tyler LLP (Associate)
    • Paul Hastings LLP (Associate)
    • Penserra Securities, LLC
    • Peters & Co. Equities Inc.
    • Petersen Investments, Inc.
    • Phillip Capital Inc.
    • Pillsbury Winthrop Shaw Pittman LLP (Associate)
    • Piper Jaffray & Co.
    • Planned Investment Co., Inc.
    • Prevalent (Associate)
    • PriceMetrix (Associate)
    • PricewaterhouseCoopers LLP (Associate) (Premium Associate)
    • Principal Global Investors, LLC
    • Promontory Financial Group, LLC (Associate)
    • Promontory Interfinancial Network, LLC (Associate)
    • Protective Life Insurance Company
    • Prudential Financial, Inc.
    • Puma Capital, LLC
    • Purrington Moody Weil LLP (Associate)
    • Putnam Investment Management
  • Q
    • Quantex Clearing, LLC
    • Quarles & Brady LLP (Associate)
    • QuisLex (Associate)
  • R
    • R.W. Smith & Associates, LLC
    • RBC Capital Markets, LLC
    • RBS Securities Inc.
    • RD Capital Group, Inc.
    • REDI Global Technologies LLC
    • Rabo Securities USA, Inc.
    • Raymond James & Associates, Inc.
    • Red Capital Markets, LLC
    • RedOwl Analytics LLC (Associate)
    • Reed Smith LLP (Associate)
    • Regional Brokers, Inc.
    • Renaissance Regulatory Services, Inc. (Associate)
    • Rhodes Securities, Inc.
    • Richards Kibbe & Orbe LLP (Associate)
    • Robert W. Baird & Co. Incorporated
    • Robinhood Financial, LLC
    • Robinson & Robinson, Inc.
    • Roosevelt & Cross, Incorporated
    • Ropes & Gray LLP (Associate)
    • Russell Investments
  • S
    • S&P Dow Jones Indices (Associate)
    • SEBA International (Associate)
    • SEI Investments (Service Provider)
    • SIX Financial Information USA Inc. (Associate)
    • SKY Marketing Consultants, LLC (Associate)
    • SMBC Nikko Securities America, Inc.
    • SPF, Inc. (Associate)
    • SWIFT Pan-Americas, Inc. (Associate)
    • Safe Banking Systems, LLC (Associate)
    • Safra Securities LLC
    • Sage, Rutty & Co., Inc.
    • Samuel A. Ramirez & Co., Inc.
    • Sandler O'Neill & Partners, L.P.
    • Sanford C. Bernstein & Co., LLC
    • Santander Investment Securities Inc.
    • Saturna Brokerage Services, Inc.
    • Schroders
    • Schulte Roth & Zabel LLP (Associate)
    • Scotia Capital (USA) Inc.
    • Scottrade, Inc.
    • Securian Financial Services, Inc.
    • Seward & Kissel LLP (Associate)
    • Shadow Financial Systems, Inc. (Associate)
    • Shearman & Sterling LLP (Associate)
    • Sia Partners (Associate)
    • Sidley Austin LLP (Associate)
    • Siebert, Cisneros, Shank & Co., L.L.C.
    • Simpson Thacher & Bartlett LLP (Associate)
    • Sionic Advisors (Associate)
    • Skadden, Arps, Slate, Meagher & Flom LLP (Associate)
    • SmartStream Technologies, Inc. (Associate)
    • Smith Moore
    • Snowden Account Services, Inc.
    • Societe Generale Corporate & Investment Banking
    • South Street Securities LLC
    • SpiderRock EXS, LLC
    • Squire Patton Boggs (Associate)
    • St. Louis Regional Chamber (Associate)
    • Standard Chartered Securities (North America) Inc.
    • State Street Global Advisors
    • State Street Global Markets, LLC
    • Stephens Inc.
    • Steptoe & Johnson LLP (Associate)
    • Stern Brothers & Co.
    • Steward Securities Group LLC
    • Stifel, Nicolaus & Co., Inc.
    • Stikeman Elliott (NY) LLP (Associate)
    • Stoever Glass & Co., Inc.
    • Stradley Ronon Stevens & Young, LLP (Associate)
    • Stroock & Stroock & Lavan LLP (Associate)
    • Sullivan & Cromwell LLP (Associate)
    • SumRidge Partners, LLC
    • Sumitomo Mitsui Trust Bank (U.S.A.) Limited (Associate)
    • SunTrust Robinson Humphrey, Inc.
    • Susquehanna International Group LLP
    • Sweney Cartwright & Company
    • Swiss Re Capital Markets Corporation
  • T
    • T. Rowe Price Associates, Inc.
    • TCW
    • TD Ameritrade, Inc.
    • TD Asset Management
    • TD Securities (USA) LLC
    • TIAA-CREF Individual & Institutional Services, LLC
    • Talisys (Associate)
    • The D.E. Shaw Group
    • The Frazer Lanier Company, Inc.
    • The GMS Group, LLC
    • The Huntington Investment Company
    • The Karn Group Inc. (Associate)
    • The Strategic Alliance Corporation
    • The Wagner Law Group (Associate)
    • The World Bank (Associate)
    • Thomson Reuters (Associate) (Premium Associate)
    • Thurston, Springer, Miller, Herd & Titak, Inc.
    • Total Bank Solutions, LLC (Associate)
    • Trade-PMR Inc.
    • Tradeweb LLC (Service Provider)
    • Tradition Securities and Derivatives Inc.
    • Transamerica Financial Advisors, Inc.
    • Trubee, Collins & Co., Inc.
    • Trumid Financial, LLC
    • Tullett Prebon Financial Services LLC
    • Two Sigma Securities, LLC
  • U
    • U.S. Bancorp Investments, Inc.
    • UBS Securities LLC
    • UMB Financial Services, Inc.
    • USAA Investment Management Company
    • UniCredit Capital Markets LLC
  • V
    • Vanguard
    • Vanguard Brokerage Services
    • Venable LLP (Associate)
    • Verus Consulting Group LLC (Associate)
    • Vestmark (Associate)
    • ViewTrade Securities, Inc.
    • Vinson & Elkins LLP (Associate)
    • Vision Financial Markets LLC
    • Voya Investment Management
  • W
    • W. H. Reaves & Co., Inc.
    • Wachtell, Lipton, Rosen & Katz (Associate)
    • Waddell & Reed Investment Management Co.
    • Wayne Hummer Investments L.L.C.
    • WealthForge Securities, LLC
    • Wealthfront Brokerage Corporation
    • Wedbush Securities Inc.
    • Wellington Management Company
    • Wells Fargo Clearing Services, LLC
    • Western Asset Management Company
    • Western International Securities, Inc.
    • Westport Resources Investment Services, Inc.
    • Wiley Bros.-Aintree Capital, LLC
    • William Blair
    • Willis Securities, Inc.
    • Willkie Farr & Gallagher LLP (Associate)
    • WilmerHale (Associate)
    • Wilson Sonsini Goodrich & Rosati
    • WoodRock Securities, L.P.
    • Wunderlich Securities, Inc.
  • Z
    • Zanbato Securities LLC
  • #
    • 8of9 (Associate)