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Trading, Cyber and Other Frauds: FINRA Experts Discuss Recent Trends

Overview

Join SIFMA on April 6, 2021 from 1:00-2:15pm ET to hear directly from FINRA experts on some of the many threats facing your firms and typologies of which you should be aware to mitigate or investigate these threats.

Among other topics, the panel will discuss recent trends in insider trading, options trading fraud, imposter scams, cyber-enabled crime, and other trading related frauds occurring at, by, or through broker-dealer firms.

FINRA Featured Speakers

Jamie UdinsonModerated by: Jamie Udinson
Senior Director, National Cause & Financial Crimes Programs
Karen BraineKaren Braine
Deputy Director, Insider Trading
Whitney EvansWhitney Evans
Assistant Director, Option Regulatory Surveillance Authority
Carmi MoserCarmi Moser
Sr. Principal Risk Sr. Principal Risk Specialist – Cybersecurity
Mayur PatelMayur Patel
Principal Intelligence Specialist, Financial Intelligence Unit
SIFMA Webinar Series

Trading, Cyber and Other Frauds: FINRA Experts Discuss Recent Trends

Date

April 06, 2021

Location

Virtual

Registration Closed

Overview

Join SIFMA on April 6, 2021 from 1:00-2:15pm ET to hear directly from FINRA experts on some of the many threats facing your firms and typologies of which you should be aware to mitigate or investigate these threats.

Among other topics, the panel will discuss recent trends in insider trading, options trading fraud, imposter scams, cyber-enabled crime, and other trading related frauds occurring at, by, or through broker-dealer firms.

FINRA Featured Speakers

Jamie UdinsonModerated by: Jamie Udinson
Senior Director, National Cause & Financial Crimes Programs
Karen BraineKaren Braine
Deputy Director, Insider Trading
Whitney EvansWhitney Evans
Assistant Director, Option Regulatory Surveillance Authority
Carmi MoserCarmi Moser
Sr. Principal Risk Sr. Principal Risk Specialist – Cybersecurity
Mayur PatelMayur Patel
Principal Intelligence Specialist, Financial Intelligence Unit

Register

Member
Registration Rates Complimentary
Regulator
Registration Rates Complimentary
Non-Member
Registration Rates $99
Register
Member Regulator Non-Member
Registration Rates Complimentary Complimentary $99

Registration Closed

Registration closes on April 6, 2021 at 9:30am ET. Access instructions will be sent within 24 hours of the start of the webinar.

Registration questions? Contact SIFMA Conferences

Venue

Virtual Gathering


Webinars, Webcasts, Virtual

Join us online for live and on-demand sessions! Participation instructions will be sent in advance of the event.

Picture of venue

Webinar Tips and FAQs

For an optimal webinar experience, we recommend attendees view this webinar using a Chrome browser on a local machine. Avoid using a VPN or Remote Network (ie: Citrix).

You must have Javascript and Cookies enabled to access this webinar. For detailed information, including minimum system requirements and FAQs, view more Webinar Tips.

 

Terms and Conditions

Code of Conduct

SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.

Cancellations and Substitutions

Cancellation within 48 hours of the webinar will be subject to a $25 cancellation fee. No substitutions or transfers will be accepted.

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