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Featured Thought Leader Material

Repos: Nongovernment Assets Remain Prominent

Fitch Ratings' review of collateral within the triparty repo market highlights some of the inherent liquidity risks associated with financing non-government securities through repurchase agreements.

Bank regulation and supervision around the world: A crisis update

2013-03-03

From The World Bank: Examines questions - Were there significant differences in regulation and supervision between crisis and non-crisis countries? What aspects of regulation and supervision changed significantly during the crisis period?

Anti-Money Laundering in the Spotlight

2013-03-04

This Sutherland Asbill & Brennan LLP article offers insight and best practices for broker-dealers and investment advisers.

Understanding business economics for investment managers

2013-02-15

Capco white paper explores how one innovation — strategic cost management — can help investment managers measure profitability more accurately and in richer detail.

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Ameriprise Financial Services, Inc.(Author:David Joy — Chief Market Strategist, Ameriprise Financial,Ameriprise Financial Services, Inc.)
Weekly Markets Commentary - April 1, 2013
Broker-Dealer Litigation 2012 Annual Survey, (Author: Consortium of Law Firms; Edited by Greenberg Traurig LLP)
Sutherland Asbill & Brennan LLP(Author:John H. Walsh,Sutherland Asbill & Brennan LLP)
Anti-Money Laundering in the Spotlight: Regarding Regulation
Capco(Author:Joe Anastasio, Partner & Michael Bertran, Managing Principal,Capco)
Sharper Resolution: Widening the aperture on living wills to focus on business strategies and structure, while meeting regulatory obligations
Capco(Author:Irene Ashkenazy, Managing Director, BlackRock & Frank Mackris, Partner ,Capco)
Understanding business economics for investment managers
Capco(Author:Edward Hawthorne, Partner,Capco)
Scale Matters: Leveraging scale economies to drive sustained investment management profitability
DIVER by Lumesis, Inc.(Author: Gregg L. Bienstock ,DIVER by Lumesis, Inc.)
Muni Bonds – Regulation, Reputation & Information
The World Bank(Author:Joanna Ledgerwood,The World Bank)
The New Microfinance Handbook: A Financial Market System Perspective
Repos: Nongovernment Assets Remain Prominent
Capco(Author:Ido Gileadi and Stephen O'Sullivan,Capco)
The Industrialization Realization
Fitch Ratings(Author: Robert Grossman, Martin Hansen, Mark Oline, Peter Patrino,Fitch Ratings)
The 'Bond Bubble': Risks and Mitigants
Sutherland Asbill & Brennan LLP(Author:Brian L. Rubin and Jae C. Yoon,Sutherland Asbill & Brennan LLP)
Stepping Into the Ring Against the SEC and FINRA: Sometimes It Pays to Duke It Out Against the Regulators
The World Bank(Author:Martin Cihak, Asli Demirguc-Kunt, Maria Soledad Martinez Peria, Amin Mohseni-Cheraghlou,The World Bank)
Bank regulation and supervision around the world: a crisis update
PriceMetrix Inc.(Author:Patrick Kennedy and Tim Gravelle,PriceMetrix Inc.)
Moneyball for Advisors
Davis Polk & Wardwell(Author: Client Publications ,Davis Polk & Wardwell)
SEC Proposes Capital, Margin, and Segregation Rules for Security-Based Swap Dealers
Davis Polk & Wardwell(Author:Client Publications ,Davis Polk & Wardwell)
CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements
Navigant Consulting(Author: Alma Angotti,Navigant Consulting)
Broker-Dealer AML Transaction Monitoring: The Devil's in the Details
Simpson Thacher & Bartlett LLP(Author: Avrohom J. Kess, John D. Lobrano, Lesley C. Peng,Simpson Thacher & Bartlett LLP)
SEC Adopts Final Rule Requiring Listing Standards for Compensation Committees
Sullivan & Cromwell LLP(Author: Sullivan & Cromwell,Sullivan & Cromwell LLP)
CFTC Adopts Final Rule Amendments Regarding Registration and Reporting Requirements for CPOs and CTAs and Issues Regulatory Harmonization Proposal
Shearman & Sterling LLP(Author: Danforth Newcomb, Philip Urofsky, Stephen Fishbein, Paula Howell Anderson, Patrick Robbins, Richard Kelly, Josanne Rickard, Richard Kreindler, Markus Rieder ,Shearman & Sterling LLP)
FCPA Digest: Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act

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Repos: Nongovernment Assets Remain Prominent

Bank regulation and supervision around the world: A crisis update

Anti-Money Laundering in the Spotlight

Understanding business economics for investment managers

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