From GBST and produced by Aite Group, this white paper explores the key drivers that could expedite the move to a shortened settlement cycle and the impacts such a move could have on transaction settlement processing for firms across the capital markets and wealth management industries.
From Paul Hastings: This client alert discusses issues and new developments with the December 10 issuance of the final Volcker Rule.
Dodd-Frank introduces laws that include record-keeping of all verbal and written communications. Find out how businesses are adapting and see what you need to do to ensure compliance with these regulations.
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A round of applause to SIFMA Member Firms for leading the way in financial education and capital markets literacy across the US this spring. Thank you to all of our volunteers!
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