From Paul Hastings: This client alert discusses issues and new developments with the December 10 issuance of the final Volcker Rule.
Dodd-Frank introduces laws that include record-keeping of all verbal and written communications. Find out how businesses are adapting and see what you need to do to ensure compliance with these regulations.
Client retention is something every financial advisor who wants to grow his or her business needs to pay close attention. PriceMetrix highlights 7 Strategies that boost Client Retention.
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Meet with your colleagues in Professional Societies to share best practices, attend educational seminars and engage in peer-to-peer networking.