Standard Forms and Documentation



Featured Document

 Featured Item - Municipal Bonds

Municipal Advisor Model Documents

SIFMA prepared draft model documents and related guidance to help brokers, dealers and other financial institutions serve their clients and comply with the new regulatory requirements created by the SEC's Municipal Advisor Rule.

Career Center 218

SIFMA AMG and ISDA Announce CUSIPs Now Available

SIFMA’s Asset Management Group (AMG) and ISDA believe the establishment of CUSIP numbers, a standardized method for identifying Market Agreed Coupon (MAC) contracts, will facilitate trading and transparency in the interest rate swaps marketplace.

 Handshake - Agreement - Broker Protocol - 218

Broker Protocol Agreement

SIFMA is the administrator of the Protocol governing the use of client information when registered representatives move between participating firms. The goal being furthering clients' interests in privacy and freedom of choice in connection with the movement of their RRs.

 Standard Forms

Master Securities Forward Transaction Agreement

SIFMA updates its standard Master Securities Forward Transaction Agreement (MSFTA). 

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