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 Handshake - Broker Protocol - 218

Broker Protocol Agreement

SIFMA is the administrator of the Protocol governing the use of client information when registered representatives move between participating firms. The goal being furthering clients' interests in privacy and freedom of choice in connection with the movement of their RRs.

 BCP command Center - BCP Test

Save the Date: Securities Industry BCP Test

The 2014 BCP test will be Saturday, October 25. This critical exercise highlights our industry's ability to operate through a significant emergency using backup sites, recovery facilities and backup communications capabilities across the industry.

BCP: Supporting the Financial Industry Through Unexpected Events

BCP: Supporting the Financial Industry Through Unexpected Events

SIFMA leads the industry-wide initiative to provide critical information and services to maintain or restore business activities in the financial sector after an emergency. Learn More. (PDF)

 Standard Forms

Get Access with SIFMA Marketing & Partner Programs

Consider joining one of SIFMA's partner programs to gain access and exposure to leading firms in the financial services industry.



Learn How ›