HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals (D.C. Circuit)
Amicus Issue:
Whether the SEC can avoid the five-year statute of limitations applicable to punitive remedies by instead characterizing the remedies – including a cease and desist, disgorgement and prejudgment interest, and associational bars – as equitable and remedial, and not punitive.
Counsel of Record:
Gibson, Dunn & Crutcher LLP
Mark A. Perry
Other Amici:
None.
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…