Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the self-regulatory structure of the securities markets. SIFMA requests the SEC conduct a review of the regulatory structure of broker-dealers and exchanges, and the self-regulatory model. Recently, a distinguished group of legislators, regulators, and industry experts has called for a holistic review of U.S. equity market structure. These calls reflect the fact that regulatory developments combined with innovations in business and technology have brought significant changes to the equity markets. SIFMA supports a holistic review of equity market structure, and underscores the fact that the self-regulatory model is a crucial area for immediate attention. In addition, SIFMA believes a discrete review of the regulatory structure of broker-dealers, exchanges should be carried out now because that structure is widely viewed to be outdated and in need of reconsideration and reform.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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