Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provides comments to the Securities and Exchange Commission (SEC) requesting time-limited relief from enforcement of the portions of the Municipal Advisor Rule that become effective on January 13, 2014.
SIFMA believes the relief is essential and justified given that the anticipated staff interpretive guidance has not yet been released on the penultimate business day prior to the Rule’s effective date, it will be impossible for firms to incorporate the guidance into their compliance plans and to disseminate that information effectively to their own personnel, let alone their clients, prior to the Rule’s effective date on January 13.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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