Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provided comments to the Securities and Exchange Commission (SEC) on SR-FINRA-2017-007, which proposes amendments to FINRA’s registration rules, examination program, and continuing education requirements. The Proposal presents significant improvements to FINRA’s registration and examination rules that will inure to the benefit of the investing public, FINRA, and its member firms. SIFMA commends FINRA for undertaking a review of its registration and examination rules.
See also:
SR-FINRA-2017-007
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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