Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on proposed amendments to Rule 15c2-12 under the Securities Exchange Act of 1934 relating to municipal securities disclosure, Release No. 34-60332; File No. S7-15-09. The proposed amendments would: 1) delete the current exemption from the continuing disclosure obligations of the Rule that exists for demand securities; 2) require that notice of certain events be filed with the Municipal Securities Rulemaking Board (MSRB) within ten business days after the occurrence of the event; 3) remove a materiality standard for certain events that must be reported to the MSRB; 4) require the disclosure to the MSRB of certain adverse tax events under a continuing disclosure agreement (CDA); and 5) require disclosure to the MSRB of tender offers for municipal securities; the occurrence of bankruptcy, insolvency, receivership or similar events regarding an issuer or obligated person; the merger, acquisition or consolidation of an obligated person or the sale of all or substantially all of the assets of the obligated person; and the appointment of successor or additional trustee or a name change of a trustee, if material.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
We use cookies to provide our site visitors a valuable experience as well as relevant content and services. Please carefully review our Privacy Policy and Terms of Use; by using this website, you agree to the information set forth therein.