Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board’s (MSRB’s) notice of filing of proposed new Rule A-11, on municipal advisor assessments, and new Form A-11-Interim, File No. SR-MSRB-2011-08. The MSRB has proposed to levy an assessment on municipal advisors in order to partially defray the costs of regulating municipal advisors under the MSRB’s authority provided by the
Dodd‐Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). While SIFMA supports the notion of allocating the MSRB’s expenses fairly across all regulated entities, including brokers, dealers, municipal securities dealers and municipal advisors, SIFMA has several serious concerns with the MSRB proposal, and urges the SEC to withhold approval of the proposed rule in its current form until these concerns are addressed.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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