Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA’s Regional Dealers Derivatives Committee provides comments to the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) on proposed rules regarding the de minimis exception from the definition of “swap dealer” and “security-based swap dealer,” in addition the Committee provides recommendations to change the definition of “eligible contract participant,” RIN 3235-AK65, File No. S7-39-10. The Committee believes that the de minimis exception proposed by the CFTC and the SEC is unnecessarily narrow, will discourage smaller dealers from competing in the market and will limit the availability of efficient and cost-effective intermediation services to small- and medium-sized organizations.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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