Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provided comments to the Chicago Board Options Exchange Incorporated (CBOE) regarding CBOE Regulatory Circular RG14-139 and C2 Regulatory Circular RG14-040 (collectively, “the Regulatory Circulars”).
While SIFMA supports CBOE’s efforts to enhance their regulatory and investigation efforts, the requirements described in the Regulatory Circulars are largely new and therefore require a notice and comment period.
In addition, the Regulatory Circulars create an untenable January 5, 2015 deadline by which Trading Permit Holders (TPHs) must be able to provide data in a new standardized format through a new submission process.
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SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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