Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA submitted comments and a petition for disapproval to the Securities and Exchange Commission (SEC) on a proposed rule change notice, under which the New York Stock Exchange LLC (NYSE) proposes to establish a new market data product called NYSE Best Quote & Trade (NYSE BQT).
This is not the first time NYSE and other national securities exchanges have filed proposed rule changes for market data products that do not comport with the standards the Court established in the NetCoalition cases. SIFMA said the SEC should disapprove of this and other similar unlawful market data product rule changes proposed by self-regulatory organizations (SROs).
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SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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