Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB), in which the MSRB requested comment on enhancements to the post-trade municipal securities transaction data that would be disseminated from a new central transparency platform (CTP).
SIFMA is pleased with the methodical manner in which the MSRB has proceeded with obtaining input regarding the development of the CTP, but remains concerned about the costs of certain proposed changes, relative to their assumed benefits, particularly related to the proposed addition of a conditional trading commitment indicator and the changes related to dealer compensation arrangements.
Additionally, SIFMA feels strongly that the MSRB should clarify its guidance regarding the use of the List Offering Price/Takedown Transaction indicator.
Related Material
Regulatory Notice 2014-14 on CTP
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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