Citigroup v. Otto Candies
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether Section 1964(c) of the Private Securities Litigation Reform…
Summary
SIFMA, The Clearing House (TCH), The Financial Services Roundtable (FSR), and the American Bankers Association (ABA) provide comments to multiple federal regulatory agencies on the proprietary trading provisions of the proposed rules implementing new Section 13 of the Bank Holding Company Act of 1956 (the Volcker Rule).
On April 16, 2012, the same group of associations filed comments with the Commodity Futures Trading Commission (CFTC) on the CFTC’s Volcker Rule proposal.
More Submissions
Type:
Improving the Waiver Process and Rules Governing Certain Disqualifications Under the Federal Securities Laws
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that it take necessary steps to improve the…
Type:
FSOC Improvement Act 2025 (Joint Trades)
SIFMA AMG, Alternative Investment Management Association (AIMA), American Council of Life Insurers (ACLI), American Property Casualty Insurance Association (APCIA), Blockchain…