Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA, the American Bankers Association (ABA), The Financial Services Roundtable (FSR), and The Clearing House (TCH) submit comments to the Commodity Futures Trading Commission (CFTC) on the CFTC’s notice of proposed rulemaking implementing new Section 13 of the Bank Holding Company Act of 1956 (Volcker Rule), a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). The groups add to their collective comments to multiple federal regulators on the proprietary provisions of the proposed Volcker Rule and the provisions relating to private funds restrictions.
The groups focus their comments on issues that are particularly relevant to the CFTC and respond to specific questions asked by the CFTC. The groups’ observations and recommendations cover multiple areas of the CFTC’s proposal including cost-benefit analysis, permitted activities related to the swaps dealing markets, and the inconsistency of proposal’s negative presumptions with the Dodd-Frank Act.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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