Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
The Asset Management Group (AMG) of SIFMA provides comments to the Securities and Exchange Commission (SEC) on the registration and regulation of security-based swap execution facilities (SB SEFs), Release No. 34–63825; File No. S7–07–11. SIFMA AMG shares its observations and recommendations, including:
SIFMA filed a joint letter with the International Swaps and Derivatives Association, Inc. (ISDA) on this proposal on April 4, 2011.
Previously, SIFMA AMG provided the SEC and the Commodity Futures Trading Commission (CFTC) with its views on SEFs and SB SEFs requirements in a pre-rulemaking comment letter dated November 24, 2010, and on block trading definitions and reporting issues in a comment letter dated February 7, 2011.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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