MFA, et al. v. SEC
Court: U.S. Court of Appeals (Fifth Circuit) Amicus Issue: Whether the SEC’s securities lending and short reporting rules are arbitrary…
SIFMA’s Asset Management Group (SIFMA AMG) and the Investment Adviser Association (IAA) write to the Commodity Futures Trading Commission (CFTC) Division of Swap Dealer and Intermediary Oversight to request no-action relief from the Commodity Exchange Act (CEA) Section 4k and Commission Regulation 3.10(c)(3)(i).
Court: U.S. Court of Appeals (Fifth Circuit) Amicus Issue: Whether the SEC’s securities lending and short reporting rules are arbitrary…
SIFMA provided comments to the U.S. House of Representatives on the Expanding Access to Capital Act of 2023, H.R. 2799.
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the rule filings by the SROs to…
We use cookies to provide our site visitors a valuable experience as well as relevant content and services. Please carefully review our Privacy Policy and Terms of Use; by using this website, you agree to the information set forth therein.