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No-Action Relief with CFTC’s Division of Swap Dealer and Intermediary Oversight

Issue

OTC Derivatives→

Summary

SIFMA’s Asset Management Group (SIFMA AMG) and the Investment Adviser Association (IAA) write to the Commodity Futures Trading Commission (CFTC) Division of Swap Dealer and Intermediary Oversight to request no-action relief from the Commodity Exchange Act (CEA) Section 4k and Commission Regulation 3.10(c)(3)(i).

 

PDF

Submitted To

CFTC

Submitted By

SIFMA AMG, IAA

Related Committee(s)

  • Asset Management
  • Swap Dealer Committee

Date

2

February

2016

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