Letters

Proposed New MSRB Fee for Dealers Underwriting 529 Plans

Summary

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board’s (MSRB) rule filing SR-MSRB-2017-05, which amends MSRB Rule A-13, on underwriting and transaction assessments for brokers, dealers and municipal securities dealers, to assess a new annual fee on dealers acting as underwriters to 529 college savings plans.

Also, see:

Submitted To

SEC

Submitted By

SIFMA

Committee

Municipal Securities Committee

Date

25

August

2017