In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on proposed Rule A-11(c) which would establishing an interim Municipal Advisor Assessment, draft Form A-11-Survey (Municipal Advisor Survey) and related issues raised in MSRB Notice 2011-34.
On August 29, 2011, SIFMA submitted a comment letter to the Securities and Exchange Commission (SEC) on many issues raised in Notice 2011-34, including the proposed new assessment on municipal advisory firms and proposed new Form A-11-Interim.
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…