Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
Florida Court of Appeal (Fifth District)
Amicus Issue:
Whether underwriters and advisors who help Florida companies issue securities are liable for any misstatement or omission made by the company under the Florida Securities and Investor Protection Act (FSIPA) – a provision similar to Federal Rule 10b-5 – even if the financial advisors reasonably believed the company’s statement was true, and even where the plaintiff didn’t rely on the statement.
Counsel of Record:
Simpson Thacher & Bartlett LLP
Jonathan K. Youngwood
Kavitha S. Sivashanker
Stephen A. O’Connor
Other Amici:
None.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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