Letters

FINRA Special Notice on Financial Technology Innovation

Summary

SIFMA provides comments to FINRA on FINRA’s Special Notice on Financial Technology Innovation. The financial services industry uses technology to better serve and protect customers, improve security, and compete globally with other financial services providers. SIFMA appreciates FINRA’s continued attention and support of fintech innovation while also seeking to educate investors about potential risks.

See: FINRA’s Special Notice on Financial Technology Innovation

PDF

Submitted To

FINRA

Submitted By

SIFMA

Date

18

October

2018