Letters

FINRA Regulatory Notice 17-42

Summary

SIFMA provided comments to FINRA on Regulatory Notice 17-42, proposed amendments to the codes of arbitration relating to requests to expunge customer dispute information.

See also:
FINRA Requests Comment on Proposed Amendments to the Codes of Arbitration Procedure Relating to Requests to Expunge Customer Dispute Information

PDF

Submitted To

FINRA

Submitted By

SIFMA

Date

5

February

2018