Letters

FINRA Regulatory Notice 17-42

Summary

SIFMA provided comments to FINRA on Regulatory Notice 17-42, proposed amendments to the codes of arbitration relating to requests to expunge customer dispute information.

See also:
FINRA Requests Comment on Proposed Amendments to the Codes of Arbitration Procedure Relating to Requests to Expunge Customer Dispute Information

PDF

Submitted To

FINRA

Submitted By

SIFMA

Committee

Litigation Advisory Committee

Date

5

February

2018