Michelle Bryan Oroschakoff is Chief Legal Officer for LPL Financial, where she is responsible for company-wide legal matters, risk management processes and controls, compliance, and governance, and has a leading role in the company’s ongoing focus on enhancing the corporate risk profile.
Ms. Oroschakoff has more than 20 years of financial services industry experience, focused on legal, compliance, and risk management. She joined LPL Financial in 2013 from Morgan Stanley, where she had most recently served as Managing Director and Global Chief Risk Officer of the firm’s Wealth Management Group, as well as Chief Compliance Officer for Morgan Stanley Smith Barney.
Earlier in her career at Morgan Stanley, Ms. Oroschakoff held a variety of legal and compliance roles, including associate general counsel and head of the firm’s San Francisco litigation department. She also served as the general counsel for a large RIA firm. Early in her career, she was an associate in the securities litigation departments of Shearman & Sterling and Morrison & Foerster. She is currently the President of the SIFMA Compliance & Legal Society
Ms. Oroschakoff earned a Juris Doctorate cum laude, Order of the Coif, from the University of Michigan and a Bachelor of Arts in English Literature from the University of Oregon.