Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA AMG provides comments to the U.S. Securities and Exchange Commission (SEC) on proposed rule 18f-4. The Proposed Rule seeks to regulate the use of derivatives by registered investment companies and business development companies by establishing limits on the size of derivatives and other senior security positions, codifying asset segregation requirements and requiring regulated funds having large positions in derivatives to establish risk management programs.
See also:
Use of Derivatives by Registered Investment Companies and Business Development Companies
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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