SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Securities and Exchange Commission (SEC) regarding the SEC’s proposed liquidity management rules for open-end funds, including mutual funds and exchange-traded funds (ETFs). SIFMA AMG submitted two comment letters; this letter focused on the SEC’s proposed requirements for liquidity risk management programs.
See Also:
SIFMA AMG Submits Supplemental Comments to the SEC on Open-End Fund Liquidity Risk Management Programs and Swing Pricing, April 13, 2016
SIFMA AMG comment letter focused on the SEC proposal to permit swing pricing on an optional basis
SIFMA Press Release: SIFMA AMG Recommends Improvements to the SEC Proposed Liquidity Management Rules for Mutual Funds and ETFs
SIFMA and SIFMA AMG provided comments to the Financial Crimes Enforcement Network (FinCEN) on its proposed rule to impose certain…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Commodity Futures Trading Commission (CFTC) on…
SIFMA AMG provided comments to the Investor Protections and Sustainable Finance Department on the Guidelines on funds’ names using ESG…
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